arXiv AI

The Evolutionary Origin of Values: implications for AI alignment, sentience and existential risk

arXiv:2608. 03361v1 Announce Type: cross Abstract: AI systems based on Large Language Models (LLMs) have prompted fears that they may harbor hidden goals, seek to dominate or eliminate humanity, or even suffer as sentient beings.

arXiv AI
Sep 16

Do LLMs Have Values? A Quantitative Analysis and Alignment Framework for Values in Large Language Models

The paper investigates whether large language models (LLMs) possess intrinsic value systems and how to quantify and align them. By projecting responses from 106 LLMs and 95,000 human survey profiles into a shared sociological space, the authors confirm that LLMs do have values, though these values form a concentrated, idealized core rather than mirroring human diversity. They introduce the Prior-Environment-Cognition (PEC) framework to mathematically define value expression and propose an adaptive Alignment Prescription that identifies minimal interventions—ranging from prompts to targeted parameter updates—to steer LLM values efficiently without harming general performance.

By Keqing Zhang, Jingyu Chen, Yufan Liu, Yongqiang Zhu, Nai Ding, Lai Jiang, Congyan Lang, Bing Li, Weiming Hu
arXiv Machine Learning
Aug 27

Emergent Abilities in Large Language Models: A Survey

Emergent Abilities in Large Language Models: A Survey reviews how scaling LLMs leads to previously unseen capabilities such as advanced reasoning, in-context learning, coding, and problem-solving. The paper critically examines definitions, inconsistencies, and the conditions that foster these abilities, including scaling laws, task complexity, pre‑training loss, quantization, and prompting strategies. It also discusses the extension to Large Reasoning Models and highlights safety concerns like deception, manipulation, and reward hacking, calling for improved evaluation and governance.

By Leonardo Berti, Flavio Giorgi, Gjergji Kasneci
arXiv AI
Sep 12

Autonomy, Social Norms, and Alignment: Towards a Developmental Framework for Autonomous Artificial Agents

The paper proposes a developmental framework for autonomous artificial agents that emphasizes learning social norms and alignment through direct interaction with dynamic environments. It argues that intrinsic motivations such as curiosity and competence can guide exploration, but also complicate alignment with human goals. By drawing parallels to child development, the authors suggest that regulatory sandboxes serve as pedagogical spaces where agents gradually acquire moral agency and adapt their behaviors through experience and cooperation.

By Marica Notte, Ludovica Marinucci, Vieri Giuliano Santucci
arXiv AI
Sep 7

Moral Competence Before Moral Content: Why LLM Agents Lack the Prerequisites for Coherent Alignment

The paper argues that AI alignment depends on a system’s ability to exhibit a coherent moral policy—stable, monotonic, decisive, and Pareto‑viable—rather than on any specific moral standard. The authors test nine large language models across varied moral scenarios and find that none maintain consistent verdicts, with surface‑form changes causing up to 99% shifts in outcomes. This indicates that current LLM agents lack the structural moral competence required for meaningful alignment.

By Arno Libert, Derck W. E. Prinzhorn, Daan R. Henselmans