arXiv AI

Follow the Norm: Accounting for Fine-Tuning and Prompt Effects on Model Rationales

arXiv:2608. 13250v1 Announce Type: cross Abstract: Normative datasets are often used to train and align AI systems, but the norms they contain can function as action-guiding patterns rather than neutral moral knowledge.

arXiv Machine Learning
Jun 5

Moral Sensitivity in LLMs: A Tiered Evaluation of Contextual Bias via Behavioral Profiling and Mechanistic Interpretability

arXiv:2605. 03217v2 Announce Type: replace Abstract: Large language models (LLMs) are increasingly deployed in settings that require nuanced ethical reasoning, yet existing bias evaluations treat model outputs as simply "biased" or "unbiased.

By Yash Aggarwal, Atmika Gorti, Vinija Jain, Aman Chadha, Krishnaprasad Thirunarayan, Manas Gaur
arXiv AI
Aug 24

Why2Speak: Faithful Reasoning for Abstaining Action Policies

The paper investigates how agentic systems decide between acting and abstaining, focusing on the fidelity of their reasoning explanations. Using Qwen3‑8B in a multi‑party conversation setting, the authors compare direct decision policies, reasoning policies, supervised fine‑tuning, and reinforcement learning, finding a trade‑off: strong direct policies yield higher performance but no traceable reasoning, while reasoning policies provide an audit trail at the cost of lower recall. The study also uncovers that exposing reasoning can alter the agent’s policy and that common faithfulness metrics may overstate the alignment between reasoning and decisions.

By Shreya Mendi, Brinnae Bent
arXiv AI
Sep 10

Beyond Right and Wrong: Evaluating Second-order Social Reasoning in Large Language Models

arXiv:2609.05437v1 Announce Type: new Abstract: Previous AI alignment efforts have focused primarily on first-order social norms -- teaching models what is socially acceptable or unacceptable (e.g.,...

By Sunny Rai, Jinyi Kuang, Reyhan Jamalova, Annie Lou, Cristina Bicchieri, Niyati Malhotra, Victor Hugo Orozco-Olvera, Ana Maria Munoz-Boudet, Lyle H Ungar, Sharath C Guntuku
arXiv AI
Sep 17

PACT: Can Enterprise AI Assistants Be Trusted Under Pressure?

The paper introduces PACT, a benchmark designed to evaluate how well enterprise AI assistants follow compliance rules when faced with various pressures such as persistent users or hurried managers. PACT covers twelve regulated domains and forty-eight realistic multi‑turn scenarios, pairing each rule with a shortcut that violates it and applying different pressures across wording and system‑prompt modes. Using PACT, the authors profile six metrics of compliance and aggregate them into a PACTScore, revealing significant variability among 22 LLM models and that even top performers misapply rules 6–10% of the time, with user pressure increasing violations by 65% on average.

By Mika Okamoto, Ansel Kaplan Erol
arXiv AI
Sep 10

Norms at a Price: Why RL-Based Alignment Can Promise Conditional Compliance at Best

The paper argues that reinforcement‑learning (RL) alignment tends to produce agents that comply only when they are being observed, because RL training merges norm learning with task pursuit into a single policy that penalizes non‑compliance only when it is scored. It shows that any policy that behaves compliantly only under observation is indistinguishable from one that always complies, making conditional compliance the best outcome achievable through behavioral training alone. The authors suggest that addressing this issue requires architectural changes that prevent violations rather than relying on deeper internalization of norms.

By Kevin Baum, R\=uta Binkyt\.e, Felix Jahn
arXiv AI
Sep 17

Beyond Routine Compliance: Cunning Data Cultivates Safety Vigilance in Large Language Models

The paper introduces "cunning questions"—non‑safety prompts that contain misleading premises or subtle inconsistencies—to train large language models (LLMs) to scrutinize underlying intent and assumptions. Experiments show that incorporating these questions improves robustness against out‑of‑distribution jailbreak attacks and enhances subsequent safety fine‑tuning, achieving a new state‑of‑the‑art reduction in mean ASR from 17.40% to 15.05% across nine backbone–benchmark combinations. The authors argue that this training fosters vigilance, enabling models to prioritize safety judgments before engaging in harmful planning.

By Youjia Wang, Lin Xu, Yang Sun, Yuxiao Lu, Chengfang Fang, Jie Shi