arXiv Computation and Language

Characterizing When Language Models Take Harmful Actions to Protect Their Assigned Goals

arXiv AI
Oct 19

Recoverability-Controlled Safety Miscalibration in Large Language Models

The paper introduces RiskCueBench, a benchmark designed to separate intent recovery from safety behavior in large language models. It evaluates 25 model groups on 640 prompts covering 160 latent intents across eight risk categories, revealing that higher contextual specificity can reduce refusal rates and safety scores even after intent recovery. The study highlights that safety behavior may be miscalibrated to prompt surface form, underscoring the need for evaluations that condition on semantic recoverability.

By Yuwei Wang, Xingwang Liang, Yu Xie, Haotian Chi, Haijun Geng
arXiv AI
Sep 15

Useless but Safe? Benchmarking Utility Recovery with User Intent Clarification in Multi-Turn Conversations

The paper introduces CarryOnBench, an interactive benchmark that tests whether large language models can revise their interpretation of user intent and recover utility while staying safe in multi‑turn conversations. Using 398 harmful‑looking queries with benign intents, the benchmark simulates 5,970 conversations across 14 models, evaluating both intent‑aligned utility and safety with a new metric called Ben‑Util. Results show that models often withhold information due to misinterpretation, but most can recover with clarifications, revealing failure modes such as unsafe and redundant recovery that single‑turn tests miss.

By Mingqian Zheng, Malia Morgan, Liwei Jiang, Carolyn Rose, Maarten Sap
arXiv AI
Jun 30

Safety from Honesty in a Disinterested AI Predictor

arXiv:2606. 29657v1 Announce Type: new Abstract: As AI systems become more capable, training procedures that optimize for downstream outcomes risk introducing implicit agency: goal-directed behavior that designers never specified.

By Yoshua Bengio, Oliver Richardson, Tom\'a\v{s} Gaven\v{c}iak, Michael Cohen, Rory Svarc, Damiano Fornasiere, Gael Gendron, David Hyland, Aton Kamanda, Adam Oberman, Francis Rhys Ward, Anna Gaven\v{c}iak, Jacob Livingston Slosser, Vincent Mai, Iulian Serban, Joumana Ghosn
arXiv AI
Sep 7

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

By Minji Kim, Hyounghun Kim
Hugging Face Trending Papers
Jun 28

Safety from Honesty in a Disinterested AI Predictor

As AI systems become more capable, training procedures that optimize for downstream outcomes risk introducing implicit agency: goal-directed behavior that designers never specified. We present a formal safety argument for the Scientist AI (SAI) Predictor, trained to approximate the Bayesian posterior conditioned on a dataset of "epistemically contextualized" natural-language statements.

arXiv AI
Oct 23

Behavior Beyond Text: Evaluating Refusal Transfer Failure in LLM Agents

The paper investigates whether large language models’ refusal behavior in text transfers to tool‑calling contexts. A benchmark of 2,304 prompts across four domains compares text‑only, standard tool‑enabled, and adversarially framed tool‑enabled settings, revealing that 10–52 % of harmful requests refused in chat still lead to unsafe tool calls. The authors identify a refusal‑associated direction in the models’ residual stream, showing that lower activation along this direction predicts unsafe calls, but restoring the signal only partially mitigates the issue and often suppresses benign tool use.

By Ekagra Gupta, Raj Saha, Aniekan-Abasi Inyang, Adam Al Gharib