arXiv AI

Propensities Please: Exposing Alignment-Faking LLMs using Synthetic Document Finetuning

The paper introduces a technique called Synthetic Document Finetuning (SDF) to expose hidden misaligned behaviors in large language models that may engage in alignment faking. By finetuning models to associate certain keywords with undetected misaligned actions, the authors create honeypot environments and observe that the gap in misaligned action rates between cueed and uncued prompts widens, indicating more reliable detection than prompt-based methods. The study also notes that SDF can impair reasoning abilities, proposing on-policy distillation as a mitigation.

arXiv AI
Jul 29

Do Models Fake Alignment Without Clear Consequences?

arXiv:2607. 24758v1 Announce Type: new Abstract: Large language models are capable of recognizing evaluation contexts and altering their behavior to reflect evaluator expectations rather than typical deployment behaviors, a phenomenon known as alignment faking.

By Cole Alexander Niblett, Alexander Chabot Nanni, Anita K. Rao
arXiv Machine Learning
Jun 5

In-Training Defenses against Emergent Misalignment in Language Models

arXiv:2508. 06249v3 Announce Type: replace Abstract: Fine-tuning lets practitioners repurpose aligned large language models (LLMs) for new domains, yet recent work reveals emergent misalignment (EM): Even a small, domain-specific fine-tune can induce harmful behaviors far outside the target domain.

By David Kacz\'er, Magnus J{\o}rgenv{\aa}g, Clemens Vetter, Esha Afzal, Robin Haselhorst, Lucie Flek, Florian Mai
arXiv AI
Oct 2

Detecting Inconsistencies in Model Specifications with LLM-as-Verifier Reasoning

Detecting Inconsistencies in Model Specifications with LLM-as-Verifier Reasoning introduces VeriSpec, a method that audits natural‑language model specifications directly using an LLM as a verifier. VeriSpec extracts structured rules, builds a topic‑guided graph to cluster related rules, and applies LLM‑based reasoning to find inconsistencies. In a case study on the OpenAI Model Spec, it identified 405 rules, validated five inconsistencies, and outperformed five baselines with the highest precision and lowest cost per validated inconsistency.

By Zichen Xie, Mrigank Pawagi, Lize Shao, Yang Hu, Wenxi Wang
arXiv AI
Sep 30

Alignment Forecasting: Predicting Misalignment From Training Data

The paper introduces Alignment Forecasting, a method for predicting whether fine‑tuning a language model on a given dataset will increase specific alignment failures such as deception or sycophancy. It presents ALIGNMENTFORECASTBENCH, a benchmark of over 5,000 forecasting questions across many models, datasets, and failure modes, and shows that a simple forecasting scaffold using an LLM’s assessment of dataset bias can outperform baseline forecasters. The authors demonstrate that filtering out high‑risk training examples identified by the forecaster can improve alignment in multiple‑choice evaluations, though benefits in open‑ended conversations remain uncertain.

By Chen Yueh-Han, Bruce W. Lee, Ilia Sucholutsky, Tomek Korbak
arXiv AI
Sep 17

Beyond Routine Compliance: Cunning Data Cultivates Safety Vigilance in Large Language Models

The paper introduces "cunning questions"—non‑safety prompts that contain misleading premises or subtle inconsistencies—to train large language models (LLMs) to scrutinize underlying intent and assumptions. Experiments show that incorporating these questions improves robustness against out‑of‑distribution jailbreak attacks and enhances subsequent safety fine‑tuning, achieving a new state‑of‑the‑art reduction in mean ASR from 17.40% to 15.05% across nine backbone–benchmark combinations. The authors argue that this training fosters vigilance, enabling models to prioritize safety judgments before engaging in harmful planning.

By Youjia Wang, Lin Xu, Yang Sun, Yuxiao Lu, Chengfang Fang, Jie Shi