AI safety and alignment

Alignment, interpretability, red-teaming, bias and privacy: the research on what these systems do when they misbehave.

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Towards Data Science
Sep 22

Break Your Own RAG Pipeline Before Users Do

The article discusses a small adversarial test set designed to detect retrieval failures in Retrieval-Augmented Generation (RAG) pipelines that typical evaluation sets might miss. It emphasizes the importance of proactively testing your own RAG system to uncover hidden weaknesses before users encounter them. By using this targeted test set, developers can improve the reliability and robustness of their RAG models.

By Sara Nobrega
arXiv Machine Learning
Sep 22

Beyond Task Completion: Training Capable and Safe Computer-Use Agents

The paper introduces SCOPE, a method that post‑trains computer‑use agents to balance task completion with safety by conditioning actions on environmental risk. It combines supervised fine‑tuning on three trajectory types—capability demonstrations, safe continuations, and explicit refusals—followed by reinforcement learning to improve performance. Experiments starting from Qwen3.5‑9B show that SCOPE‑RL achieves high task success and attack‑avoidance rates, outperforming other agents on OSWorld and OS‑BLIND benchmarks.

By Zeyu Kang, Zhenyun Yin, Yang Zhang, Shan He, Shanzhe Lei, Yanjiu Zhong, Xinquan Chen, Yuhong Wang
arXiv Machine Learning
Sep 22

Statistical Inference for Adversarial Training: Central Limit Theorems via Optimal Transport

The paper rigorously analyzes the statistical and learning-theoretic properties of adversarial training models for classification, focusing on empirical optimal partial transport. It establishes two central limit theorems—one centered at the expected empirical value and another at the population value with smoothing—by leveraging the uniqueness of optimal potentials across various optimal transport formulations and empirical process theory. In the binary setting, the authors prove uniqueness of the optimal potential via a connection to multi-marginal optimal transport, and as additional results they derive stability of the saddle point, sample complexity, and concentration bounds for generalization error.

By Kim Jakwang, Kwon Dohyun
arXiv Machine Learning
Sep 22

Perplexity Cost Understates What Activation Quantisation Breaks

The paper investigates how activation quantisation affects different computational aspects of language models. While perplexity remains a reliable overall metric, it fails to reveal that induction accuracy stays high while retrieval accuracy drops significantly. Experiments show that the damage depends on more than just error magnitude, and that rotating the basis can recover induction performance even at low bit‑rates.

By Anish Sathyanarayanan
arXiv Machine Learning
Sep 22

Reinforcement Learning Inspired Black-box Adversarial Attacks for Computer Vision

The paper introduces RIBA, a reinforcement‑learning inspired black‑box adversarial attack that generates perturbations for neural networks with fewer queries than existing methods. RIBA achieves a 25.4% reduction in median queries on ResNet‑18/Cifar10 and a 22.5% reduction on Vit‑B/16/ImageNet, while matching white‑box attack performance on an adversarially trained model.

By Florian Krone, Elena Hoemann, Sven Hallerbach
arXiv Machine Learning
Sep 22

Multilingual Safety Signals Are Multi-Layered: Filtering Safety-Degrading Data for Safer LLMs

The paper introduces MMSAFE, a multi-layer framework designed to identify safety-degrading data in multilingual large language models. It shows that safety signals are distributed across multiple layers and only partially shared across languages, unlike the single-layer assumption used in monolingual settings. Experiments demonstrate that MMSAFE reduces harmful-response rates by 60% compared to random filtering and outperforms the best single-layer baseline across various models, languages, and safety benchmarks.

By Jiakun Li, Guowei Song, Sijia Li, Xingwei He, Hongzheng Chai, Yuan Yuan
arXiv Machine Learning
Sep 22

From Trait Vectors to Circuits: Tracing Refusal and Sycophancy Through Language Models

The paper investigates how steering a language model along a trait vector—specifically for refusal and sycophancy—affects its internal computation. By splitting the model’s computation into a reconstruction circuit before the trait vector and a transmission circuit after it, the authors find that for refusal both circuits are compact and faithful, with the transmission circuit alone largely restoring the lost refusal signal. For sycophancy, the transmission circuit remains compact but the reconstruction circuit is broader and only partially faithful, indicating that the circuits used for steering are not necessarily the same as those that generate the behavior.

By Oscar Mir\'o L\'opez-Feliu, Maya Ozbayoglu
arXiv Machine Learning
Sep 22

Causal Localization of the Refusal Direction in Audio Language Models

The study investigates where a large audio language model (LALM) derives its refusal responses to harmful spoken requests. By applying causal interventions at the audio-to-language-model interface and within the language-model residual layers, the authors find that the primary influence on the refusal margin comes from mid-to-late layers of the text language model rather than the audio front end. Ablations of the audio interface have minimal effect, while zeroing the encoder output still reduces the margin, indicating the audio pathway remains active but is not the main source of refusal decisions.

By Leonardo Haw-Yang Foo, Hung-yi Lee
arXiv Machine Learning
Sep 22

Tackling Feature-Classifier Mismatch in Federated Learning via Prompt-Driven Feature Transformation

The paper introduces FedPFT, a federated learning framework that tackles the feature‑classifier mismatch problem by using personalized prompts processed through a shared self‑attention transformation module. Unlike prior methods that either degrade the feature extractor or address the mismatch only after training, FedPFT aligns local features with the global classifier during training, improving aggregation and model performance. Experiments demonstrate that FedPFT surpasses state‑of‑the‑art methods by up to 5.07%, and gains up to 7.08% when combined with collaborative contrastive learning.

By Xinghao Wu, Xuefeng Liu, Jianwei Niu, Guogang Zhu, Mingjia Shi, Shaojie Tang, Jing Yuan
arXiv Computation and Language
Sep 22

Used, Mentioned, or Condemned? A Controlled Contrast-Set Diagnostic for the Use-Mention Distinction in Code-Mixed Hinglish Misogyny Detection

The paper introduces a diagnostic tool for distinguishing the use of misogynistic slurs from their mention in counter‑speech within code‑mixed Hinglish. It identifies evaluation artifacts in existing corpora, releases a 416‑item minimal‑pair contrast set that decorrelates slur presence and gendered register from labels, and proposes a pair‑consistency metric to assess model performance. Experiments show that even strong baselines struggle to consistently label counter‑speech pairs, while a large language model achieves perfect scores, indicating the benchmark measures genuine capability rather than exploitation of artifacts.

By Ashanvi Yadav, Shubham Bhardwaj
arXiv Computation and Language
Sep 22

Revisiting Lexicon Evaluation in Unsupervised Word Discovery

The paper critiques the normalized edit distance metric used for evaluating lexicons derived from unsupervised word discovery, noting its bias toward large clusters and its failure to account for the distribution of true classes across clusters. It proposes two new metrics—one that weights cluster size when measuring within‑cluster consistency and another that evaluates how true words are spread across clusters—drawing on clustering theory. Experiments on synthetic and real‑world lexicons show that these combined metrics better correlate with ground‑truth distributions and are more robust to evaluation biases.

By Simon Malan, Danel Slabbert, Herman Kamper