AI safety and alignment

Alignment, interpretability, red-teaming, bias and privacy: the research on what these systems do when they misbehave.

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arXiv AI
Sep 30

Beyond Prompt Count: How Data Shapes Transfer in On-Policy Distillation

The paper investigates how the quantity, source, and selection of prompts influence transfer in on‑policy distillation (OPD) between teacher and student models. It shows that a small set of well‑chosen prompts can achieve performance comparable to large prompt pools, but the effectiveness of prompts depends on the specific teacher‑student pair and target task. The study also finds that prompt utility is relational rather than intrinsic, and that targeted prompt selection does not consistently outperform random sampling.

By Jiaxuan Wang, Jiafei Lyu, Yuchen Cai, Siye Wu, Pengyuan Wang, Jiashun Liu, Xiang Cheng, Kai Yang, Yangkun Chen, Saiyong Yang, Lan-Zhe Guo
arXiv AI
Sep 30

Boundary-State Control for Tool-Using Language-Model Agents: Commit-Time Consistency under State Drift

The paper introduces BSC‑R, a deterministic effect‑boundary mechanism that ties a single‑use commit authorization to the specific action and the semantic state that justified it, aiming to close the proposal‑to‑commit gap in tool‑using language‑model agents. Experiments on 2,847 AgentDojo episodes and 10,302 frozen proposals show that BSC‑R preserves the agent’s original behavior while rejecting unauthorized changes, and further tests on a boundary‑drift experiment and the CONTINUITY suite demonstrate high success rates in valid contexts and robust handling of replay and ambiguous cases. However, broader testing reveals that BSC‑R still allows a 25% invalid‑effect commit rate in a larger attack set, indicating that it provides scoped, not universal, safety.

By Wesley Shu
arXiv AI
Sep 30

Which Attention Heads are like the Human Head? Not the Ones that Compute

The study investigates whether attention heads in large language models that align with human EEG signals are causally involved in model computation. By ablating these brain‑aligned heads during a pattern‑completion task, the authors find that while such heads contribute to performance, their removal is less disruptive than removing heads selected by attribution patching. The research also distinguishes two families of brain‑aligned heads—novelty and repetition heads—highlighting that novelty heads track human attention but are less critical than random ablation, whereas repetition heads modestly aid performance and align with abstract‑pattern representations.

By Christopher Pinier, Gustaw Opie{\l}ka, Hannes Rosenbusch, Taylor Webb, Michael D. Nunez, Claire E. Stevenson