A Unified Mechanistic Analysis of Knowledge- and Safety-Based Refusals
Read the original on arXiv Computation and Language →The Flow has not summarised this story yet — read it at arXiv Computation and Language.
The Flow has not summarised this story yet — read it at arXiv Computation and Language.
The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.
arXiv:2606. 04160v1 Announce Type: cross Abstract: Safety alignment in instruction-tuned large language models (LLMs) depends on a model's ability to reliably refuse to respond to harmful or disallowed requests.
arXiv:2608.29109v1 Announce Type: new Abstract: Large language models often answer structurally unanswerable questions, such as computing cot(-540{\deg}) or evaluating (1).startswith("1"), instead of...
The paper investigates how safety‑aligned large language models (LLMs) can still be tricked by jailbreaks or over‑refuse benign requests. By analyzing residual‑stream updates in decoder‑only Transformers, the authors find that harmfulness is more readily decoded from attention updates—especially in early layers—while the MLP component is primarily responsible for writing refusal responses. Post‑training enhances MLP‑driven refusal writing without improving harmfulness decodability, and causal interventions confirm that downstream MLP updates are crucial for the refusal shift caused by upstream attention changes. Building on these insights, the authors propose Sentinel, a system that combines an attention‑derived perception score with an MLP‑derived decision score to better detect jailbreaks and over‑refusals across multiple models.
The paper investigates how large language models decide whether to call external tools before the call is made, a step that has been largely overlooked in tool‑safety research. Using factorial interventions on input requests, the authors find that neutralizing the requested operation significantly reduces harmful admissions, and that a linear direction derived from this contrast predicts admission across most models. They also show that training models to refuse in plain text can lower unsafe admissions, indicating a partial link between written refusal and tool‑admission decisions.
arXiv:2603.13359v2 Announce Type: replace Abstract: Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusa...