arXiv Computation and Language

Recognition-Refusal Misalignment in LLMs: Why Models Answer Structurally Unanswerable Questions

arXiv Computation and Language
Sep 4

Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness

The paper investigates how different post‑training methods—supervised fine‑tuning, reasoning‑augmented fine‑tuning, and preference optimization (ORPO)—affect the internal computation of refusal behavior in language models. Experiments on Llama‑3.1‑8B, Gemma‑2‑9B, and Qwen3‑8B show that reasoning‑augmented training consistently creates a distinct refusal computation across models, while the architecture influences the internal structure and steerability of refusal. None of the studied methods simultaneously achieve a distributed refusal mechanism, preserve general capability, and allow easy corrective edits, indicating that current post‑training approaches are not a fully reliable defense for safety-critical applications.

By Hoang Cuong Nguyen, Mark Dras, Usman Naseem
arXiv AI
Oct 12

Attention Sees, MLP Refuses: Tracing the Attention-to-MLP Safety Pathway in LLMs

The paper investigates how safety‑aligned large language models (LLMs) can still be tricked by jailbreaks or over‑refuse benign requests. By analyzing residual‑stream updates in decoder‑only Transformers, the authors find that harmfulness is more readily decoded from attention updates—especially in early layers—while the MLP component is primarily responsible for writing refusal responses. Post‑training enhances MLP‑driven refusal writing without improving harmfulness decodability, and causal interventions confirm that downstream MLP updates are crucial for the refusal shift caused by upstream attention changes. Building on these insights, the authors propose Sentinel, a system that combines an attention‑derived perception score with an MLP‑derived decision score to better detect jailbreaks and over‑refusals across multiple models.

By Zixuan Weng, Haoqi He, Weifei Jin, Yue Huang, Yang Bai
arXiv Machine Learning
Aug 27

Refusal geometry reflects refusal training: diverse refusal prefixes can raise stable rank and weaken refusal vector ablation attacks

The paper investigates how refusal training shapes the internal geometry of language models, showing that activation updates from refusal-completion losses create a distinct low‑dimensional refusal subspace. In a case study on OLMo‑2‑0425‑1B‑Instruct, the authors link the brittleness of refusal directions to repetitive refusal prefixes and demonstrate that using diverse refusal starts can increase the stable rank of gradients, thereby hardening the model against vector‑ablation attacks. The work provides insights into the emergence of safety‑critical features and offers a potential strategy to strengthen refusal robustness.

By Andrey Labunets
arXiv AI
Sep 25

Reasoning Instructions Can Break Answer Decoding in Vision--Language Models

The paper shows that chain‑of‑thought (CoT) instructions can distort evaluation of vision‑language models (VLMs) when a scorer reads answer‑label logits before the model generates a rationale. On ScienceQA, Qwen2.5‑VL‑7B’s accuracy falls from 80.76% to 45.48% under this CoT‑prefix scoring, and most predictions incorrectly pick the first option. Linear probes and free generation recover most of the lost accuracy, indicating that the answer information remains in the hidden states but is missed by the early readout. The authors explain the mismatch with vocabulary and layer diagnostics, noting that probability mass shifts toward continuation tokens while answer information stays linearly accessible in later layers. The effect varies across datasets and models, but the study demonstrates that CoT‑prefix scoring can misrepresent model knowledge unless the requested and scored outputs are aligned.

By Zeyan Li, Siyuan Qiu, Jianfeng Xu
arXiv Computation and Language
Sep 25

Encoded but Not Decoded: Layer-Localized Evidence for a Three-Level Gap in LLM Syntax

The paper introduces a three-level evaluation framework—behavioral deployment, LM-head readout, and probe recoverability—to distinguish whether a language model fails a syntactic test by not encoding structure or by failing to use it. Using a trilingual control-dependency benchmark, the authors find that probe recoverability consistently exceeds LM-head readout, which in turn exceeds behavioral deployment across seven models and three languages, with the largest gap observed in Qwen3-0.6B Instruct. Layer-localized activation patching shows that instruction tuning shifts the decoded layer later, suggesting decoding favors surface shortcuts and that behavioral evaluation understates what models encode while probing alone overstates what they deploy.

By Zhenyan Lu, He Wang, Xiaohui Huang
arXiv Machine Learning
Jun 25

RAS: Measuring LLM Safety Through Refusal Alignment

arXiv:2606. 25750v1 Announce Type: cross Abstract: Safety evaluation of large language models (LLMs) is commonly performed by querying models with unsafe or jailbreak prompts and judging whether their outputs violate a safety policy.

By Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu, Wei-Bin Lee