arXiv AI

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

arXiv AI
Jul 7

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

arXiv:2607. 02914v1 Announce Type: new Abstract: Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge.

By Jiyang Guan, Yong Xie, Jun Chen, Jiexi Liu, Zipeng Ye, Defeng Li, Jiayu Shen, Jialing Tao, Hui Xue
arXiv Computation and Language
Sep 4

Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness

The paper investigates how different post‑training methods—supervised fine‑tuning, reasoning‑augmented fine‑tuning, and preference optimization (ORPO)—affect the internal computation of refusal behavior in language models. Experiments on Llama‑3.1‑8B, Gemma‑2‑9B, and Qwen3‑8B show that reasoning‑augmented training consistently creates a distinct refusal computation across models, while the architecture influences the internal structure and steerability of refusal. None of the studied methods simultaneously achieve a distributed refusal mechanism, preserve general capability, and allow easy corrective edits, indicating that current post‑training approaches are not a fully reliable defense for safety-critical applications.

By Hoang Cuong Nguyen, Mark Dras, Usman Naseem
arXiv AI
Aug 19

Benchmarking the Benchmarks: Evaluating Automated Safety Benchmarks for Small Language Models

The paper investigates whether existing AI safety benchmarks, designed for large language models, are suitable for evaluating small language models (SLMs). By testing five benchmark suites on 26 open‑source SLMs with a unified scoring rubric, the authors find that ambiguous judgments dominate, especially for complex prompts and certain architectures. This ambiguity, linked to factors like lexical density and output perplexity, undermines the reliability of aggregate leaderboards and reveals a confound between model capability and perceived safety.

By Nyamtulla Shaik, Fengjun Li, Bo Luo