arXiv AI

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

arXiv AI
Sep 17

Beyond Routine Compliance: Cunning Data Cultivates Safety Vigilance in Large Language Models

The paper introduces "cunning questions"—non‑safety prompts that contain misleading premises or subtle inconsistencies—to train large language models (LLMs) to scrutinize underlying intent and assumptions. Experiments show that incorporating these questions improves robustness against out‑of‑distribution jailbreak attacks and enhances subsequent safety fine‑tuning, achieving a new state‑of‑the‑art reduction in mean ASR from 17.40% to 15.05% across nine backbone–benchmark combinations. The authors argue that this training fosters vigilance, enabling models to prioritize safety judgments before engaging in harmful planning.

By Youjia Wang, Lin Xu, Yang Sun, Yuxiao Lu, Chengfang Fang, Jie Shi
arXiv Computation and Language
3d ago

AfriGuard: Safety and Robust Refusal For African Languages

arXiv:2610.26474v2 Announce Type: replace Abstract: Large language models (LLMs) designed to interact with users are typically trained to respond appropriately to harmful or toxic content. However, e...

By Israel Abebe Azime, Jesujoba O. Alabi, Iffat Maab, Alexander D. Cai, Tadesse Destaw Belay, Atnafu Lambebo Tonja, Jonas Kgomo, Folasade Alabi, Salomey Osei, Saminu Muhammad Aliyu, Nkechinyere Faith Aguobi, Bontu Fufa Balcha, Blessing Sibanda, Davis David, Mouhamadane Mboup, Daud Abolade, Neo Putini, Louis Powell, Kiant'e Brantley, Philipp Slusallek, Dietrich Klakow, Julia Kreutzer
arXiv AI
Sep 15

How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundaries

The paper introduces Semantic Confusion to assess how consistently large language models refuse similar prompts. It presents ParaGuard, a 10k‑prompt corpus of controlled paraphrase clusters, and proposes three token‑level metrics—Confusion Index, Confusion Rate, and Confusion Depth—to measure contradictory refusal decisions across meaning‑preserving paraphrases. Experiments show that global false rejection rates can mask local inconsistencies, revealing that refusal evaluation must consider both frequency and consistency across nearby paraphrases.

By Riad Ahmed Anonto, Md Labid Al Nahiyan, Md Tanvir Hassan
arXiv AI
Jul 7

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

arXiv:2607. 02914v1 Announce Type: new Abstract: Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge.

By Jiyang Guan, Yong Xie, Jun Chen, Jiexi Liu, Zipeng Ye, Defeng Li, Jiayu Shen, Jialing Tao, Hui Xue
arXiv AI
Oct 7

Beyond Refusal Patterns: Safe-Role Internalization for Robust and Generalizable LLM Safety Alignment

The paper introduces SSRFT (Supervised Safe-Role Fine‑Tuning), a new framework that reframes safety alignment for large language models as internalizing a predefined safe role rather than relying on explicit refusal patterns. SSRFT builds a Safe‑Role Question‑Answer dataset from psychometric questions, limited jailbreak prompts, and a safe‑role description, then synthesizes and validates role‑consistent responses to expose models to diverse safety scenarios. Experiments on multiple base and instruct models demonstrate that SSRFT yields more robust and generalizable safety alignment, better resilience to prefilling attacks, improved generalization to unseen jailbreak domains, and reduced over‑refusal on benign queries while preserving general capabilities.

By Jinghao Pang, Jitai Hao, Qiang Huang, Zhaochun Ren, Jun Yu
arXiv Computation and Language
Oct 19

Before Retrieval Begins: Safety and Tool-Use Decisions in LLM Agents

The paper investigates how large language models decide whether to call external tools before the call is made, a step that has been largely overlooked in tool‑safety research. Using factorial interventions on input requests, the authors find that neutralizing the requested operation significantly reduces harmful admissions, and that a linear direction derived from this contrast predicts admission across most models. They also show that training models to refuse in plain text can lower unsafe admissions, indicating a partial link between written refusal and tool‑admission decisions.

By Aditya Nawal, Manit Baser, Mohan Gurusamy
arXiv AI
Oct 12

Attention Sees, MLP Refuses: Tracing the Attention-to-MLP Safety Pathway in LLMs

The paper investigates how safety‑aligned large language models (LLMs) can still be tricked by jailbreaks or over‑refuse benign requests. By analyzing residual‑stream updates in decoder‑only Transformers, the authors find that harmfulness is more readily decoded from attention updates—especially in early layers—while the MLP component is primarily responsible for writing refusal responses. Post‑training enhances MLP‑driven refusal writing without improving harmfulness decodability, and causal interventions confirm that downstream MLP updates are crucial for the refusal shift caused by upstream attention changes. Building on these insights, the authors propose Sentinel, a system that combines an attention‑derived perception score with an MLP‑derived decision score to better detect jailbreaks and over‑refusals across multiple models.

By Zixuan Weng, Haoqi He, Weifei Jin, Yue Huang, Yang Bai