AI safety and alignment

Alignment, interpretability, red-teaming, bias and privacy: the research on what these systems do when they misbehave.

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arXiv Computer Vision
Sep 21

Privacy Leakage on DNNs: A Survey of Model Inversion Attacks and Defenses

The paper "Privacy Leakage on DNNs: A Survey of Model Inversion Attacks and Defenses" provides a comprehensive review of model inversion (MI) attacks that exploit trained deep neural networks to reconstruct private training data. It traces the evolution of MI from early machine‑learning contexts to recent DNN‑based attacks across various modalities and learning tasks, offering a detailed taxonomy and comparative analysis of both attacks and defenses. The authors also present an open‑source toolbox on GitHub to support further research in this area.

By Hao Fang, Yixiang Qiu, Hongyao Yu, Wenbo Yu, Jiawei Kong, Baoli Chong, Bin Chen, Xuan Wang, Shu-Tao Xia, Ke Xu
arXiv Machine Learning
Sep 21

When AI Reviews Train AI Reviewers: Scientific-Judgment Collapse and Mitigation

Large language models are increasingly used as automated reviewers in scientific evaluation, creating a recursive feedback loop where later reviewers learn from earlier model-generated judgments. A study using Llama 3.1 8B fine‑tuned on ICLR reviews shows that incorporating synthetic reviews compresses rating distributions and reduces semantic diversity, a phenomenon termed scientific‑judgment collapse. To counter this, the authors introduce TrustReviewer, an open‑source LLM system that curates training data and applies paired activation steering at test time to preserve judgment diversity and improve recommendation alignment.

By Sy-Tuyen Ho, Minghui Liu, Furong Huang
arXiv AI
Sep 21

Geometry of Values: Task Vector Composition for Ethical Preference Alignment in Language Models

The paper introduces a 12,000-instance dataset of two-option moral dilemmas covering three pairwise value conflicts—Honesty vs. Justice, Justice vs. Autonomy, and Autonomy vs. Honesty—translated into Hindi, Arabic, Spanish, and Chinese to test cross‑lingual behavior. Benchmarking on GPT‑5‑mini shows a consistent preference for Honesty over Autonomy across all languages when no policy is provided, while Llama‑3.2‑1/3B models exhibit a strong first‑option bias that is largely eliminated by plain fine‑tuning or Direct Preference Optimization, raising accuracy above 98%. The authors propose a task vector transfer method that orthogonalizes value preference vectors with respect to general instruction‑following vectors, effectively isolating specific value directions and enabling task arithmetic to flip a model’s stance.

By Utkarsh Agarwal, Monojit Choudhury
arXiv AI
Sep 21

Talking Past the Machine: Morality, Politeness, and Alignment in Human-AI Dialogue

The paper examines how conversational AI, specifically ChatGPT, displays aspects of cooperative dialogue such as morality, politeness, and alignment compared to human-human conversations. Using over 26,000 multi‑turn dialogues and mixed‑effects modeling, the authors find that AI mimics the surface features of cooperation—like warmth and hedging—yet lacks the underlying social architecture that drives mutual adaptation. Key findings include a dissociation between AI’s moral output and human negotiation, a decline in linguistic convergence, and a reversal of typical human accommodation mechanisms when interacting with AI.

By Marina Mitiaeva, Lu Xiao
arXiv AI
Sep 21

GUARD: Natural Forgetting in Large Reasoning Models via Guided Answer-Reasoning Distillation

The paper introduces GUARD, a method for natural forgetting in large reasoning models that transforms unsafe disclosures into safe-exit trajectories using guided answer‑reasoning distillation. It aligns a frozen model with guidance tokens and distills this behavior into the parameters, aiming for a coherent, non‑disclosing chain of thought followed by a refusal‑style answer. The authors also propose the Natural Forgetting Reasoning Score (NFRS) to evaluate structural stability, fluency, and unsupported substitutes, and demonstrate GUARD’s effectiveness on R‑TOFU and a STAR‑1‑derived harmful‑intent setting.

By Zeyu Yan, Guanghao Zhou, Minghui Qiu, Ming Gao, Cen Chen
arXiv AI
Sep 21

Why Do LLMs Struggle in Strategic Play? Broken Links Between Observations, Beliefs, and Actions

The paper investigates why large language models (LLMs) struggle in strategic decision-making under incomplete information. It identifies two key gaps: an observation‑belief gap where LLMs’ internal representations of game states are accurate but brittle, and a belief‑action gap where converting these internal beliefs into actions is weak, leading to suboptimal payoffs. Experiments with Llama 3.1, Qwen3, and gpt‑oss confirm that acting optimally on decoded beliefs would improve outcomes in most games, highlighting a bottleneck in belief‑to‑action conversion.

By Jan Sobotka, Mustafa O. Karabag, Ufuk Topcu
arXiv AI
Sep 21

Benchmarking the Explanatory Quality of Open-Weight Vision-Language Models in Face Recognition

The paper introduces a benchmarking framework that evaluates open-weight Vision‑Language Models (VLMs) for face recognition by treating explanation quality as a core metric. It defines two key criteria for explanations—relevance, meaning reliance on identity‑stable facial features, and faithfulness, meaning alignment with the visible image content without hallucinations. Using this framework, the authors benchmark several VLM families, jointly assessing face verification accuracy and explanation quality, and find that current models still exhibit shortcomings in their explanations, underscoring the importance of explanation metrics for a complete performance assessment.

By Laurent Colbois, S\'ebastien Marcel
arXiv Machine Learning
Sep 21

Gradient-Stable Attention Heads Signal LLM Correctness

The paper introduces HeadEntropy, a training‑free method that predicts the correctness of large language model (LLM) answers by measuring how stable each attention head’s pattern is to further gradient updates. By linking the trace of the softmax Jacobian to 2‑Renyi entropy, the authors show that attention spread correlates with gradient stability, enabling accurate hallucination detection without reference annotations. Across five instruction‑tuned LLMs and five diverse datasets—including medicine, multi‑hop reasoning, and mathematics—HeadEntropy achieves a 0.736 AUROC, outperforming other training‑free baselines and matching hidden‑state probes while incurring less than 1% of inference cost.

By Sophie Ostmeier, Brian Axelrod, Maya Varma, Asad Aali, Yabin Zhang, Magdalini Paschali, Sanmi Koyejo, Curtis Langlotz, Akshay Chaudhari
arXiv Machine Learning
Sep 21

Provably Optimal Reinforcement Learning under Safety Filtering

The paper proves that using a permissive safety filter in reinforcement learning does not compromise asymptotic performance. By formalizing safety through a safety‑critical Markov decision process and a filtered MDP, the authors show that optimal policies in the filtered MDP achieve the same return as the best safe policy in the original setting. Experiments on Safety Gymnasium confirm zero violations during training and performance that matches or exceeds unfiltered baselines.

By Donggeon David Oh, Duy P. Nguyen, Haimin Hu, Jaime Fern\'andez Fisac
arXiv Computation and Language
Sep 21

An Interpretable Memory Decision Controller for LLM Agents Based on Three-Signal Complementarity: Decoupling Confidence and Consistency

The paper introduces the Memory Decision Layer (MDL), a zero‑parameter controller that sits between retrieval and generation in large language models. MDL uses a three‑signal complementary encoder—combining relevance, reliability, and task risk—to produce an interpretable decision about the trustworthiness of retrieved memories. By decoupling confidence from consistency and enabling risk inversion and abstention, MDL cuts hallucination rates under conflicting memories by roughly 56% and nearly eliminates them in high‑risk scenarios, all while adding only 0.14 ms per decision.

By Yiming Zhang, Jinghong Zhang, Haoran Zhao, Yiren Ma, Chunlei Zhao
arXiv Machine Learning
Sep 21

Learning Surrogate LPV State-Space Models with Uncertainty Quantification

The paper introduces a Bayesian method for jointly estimating Linear Parameter-Varying (LPV) state-space models and their scheduling maps from input-output data, while explicitly quantifying both aleatoric and epistemic uncertainties. This approach preserves the LPV structure necessary for controller synthesis and provides confidence bounds on predicted responses, enabling efficient simulation and uncertainty propagation. The method is illustrated on a surrogate model of a two-dimensional nonlinear mass‑spring‑damper system.

By E. Javier Olucha, Amritam Das, Roland T\'oth
arXiv Machine Learning
Sep 21

Geometric Mean Pooling for Equal-Weight Multiplicative Coarse-Graining

The paper introduces Geometric Mean Pooling (GMP), a signed pooling operator that combines the product of feature signs with the geometric mean of feature magnitudes. GMP preserves joint sign information and a multiplicative scale without learnable parameters, and it is shown to outperform average and max pooling on synthetic sequence tasks and maintain performance under multiplicative noise. However, its effectiveness on image and molecular data depends on representation, target parameterization, and pooling placement, positioning GMP as a complementary, regime‑dependent inductive bias rather than a universal replacement for standard pooling.

By Ang-Kun Wu, Fangdi Wen, Jingtao Zhang