arXiv AI

Stress-testing Alignment Midtraining

The paper "Stress-testing Alignment Midtraining" examines the effectiveness of alignment midtraining (AMT), a technique that continues pretraining on alignment-relevant data to improve generalisation beyond post‑training methods. Experiments on models up to 110 billion parameters and 1 billion midtraining tokens reveal that AMT can steer a model’s motivation in simple scenarios, but its effects are quickly overridden by even a tiny fraction of finetuning data with a competing motivation. The study also shows that rule-following requires demonstrations in either the midtraining or post‑training datasets to be robustly learned, leading the authors to conclude that current public evidence is insufficient to confirm that AMT resolves the core alignment challenges of powerful AI systems.

arXiv AI
2d ago

Alignment Forecasting: Predicting Misalignment From Training Data

The paper introduces Alignment Forecasting, a method for predicting whether fine‑tuning a language model on a given dataset will increase specific alignment failures such as deception or sycophancy. It presents ALIGNMENTFORECASTBENCH, a benchmark of over 5,000 forecasting questions across many models, datasets, and failure modes, and shows that a simple forecasting scaffold using an LLM’s assessment of dataset bias can outperform baseline forecasters. The authors demonstrate that filtering out high‑risk training examples identified by the forecaster can improve alignment in multiple‑choice evaluations, though benefits in open‑ended conversations remain uncertain.

By Chen Yueh-Han, Bruce W. Lee, Ilia Sucholutsky, Tomek Korbak
arXiv Machine Learning
Jul 16

Value Drifts: Tracing Value Alignment During LLM Post-Training

arXiv:2510. 26707v2 Announce Type: replace-cross Abstract: As LLMs occupy an increasingly important role in society, they are more and more confronted with questions that require them not only to draw on their general knowledge but also to align with certain human value systems.

By Mehar Bhatia, Shravan Nayak, Gaurav Kamath, Marius Mosbach, Karolina Sta\'nczak, Vered Shwartz, Siva Reddy
arXiv AI
Aug 13

AI4AI at Test-Time: Strong-to-Weak Capability Transfer via Harnesses

arXiv:2608. 12307v1 Announce Type: cross Abstract: Recent work on distillation transfers the capabilities of large models to smaller ones often by updating the latter's parameters, through teacher forcing, on-policy distillation, and related training-time methods.

By Cheng Qian, Wenting Zhao, Liangwei Yang, Heng Wang, Jielin Qiu, Heng Ji, Silvio Savarese, Huan Wang, Shelby Heinecke
arXiv AI
1d ago

Alignment via Training Against Probes Without Losing Monitorability

The paper proposes probe-guided fine-tuning, a method that uses probes detecting undesired properties in model activations as a direct training signal. Experiments show that continuously updated probes reduce harmfulness and improve honesty while preserving utility, outperforming DPO and inference-time steering in safety-utility trade-offs and robustness to jailbreak and abliteration attacks. Importantly, the concepts remain linearly encoded after fine-tuning, maintaining monitorability.

By Lena Libon, Alexander Panfilov, Ben Rank, Xin Chen, Jonas Geiping, Maksym Andriushchenko
arXiv AI
Sep 10

Generating Pretraining Tokens from Organic Data for Data-Bound Scaling

The paper introduces SynPro, a synthetic data generation framework that augments limited organic text for large language model pretraining by applying rephrasing and reformatting operations. SynPro’s generators are optimized with reinforcement learning rewards for quality, faithfulness, and data influence, and are updated continuously as training plateaus. Experiments on 400M, 1.1B, and 2B models show that SynPro can unlock 3.4–5.2× the effective tokens of standard repetition, even outperforming a non‑data‑bound oracle at larger scales.

By Zichun Yu, Chenyan Xiong