arXiv AI

Beyond Training: A Feasibility Taxonomy for Inference-Time AI Governance

The paper "Beyond Training: A Feasibility Taxonomy for Inference-Time AI Governance" presents a taxonomy of twenty inference‑time mechanisms for monitoring, verification, and enforcement, each evaluated on a four‑point readiness scale using evidence from four vendors. It applies this taxonomy to a two‑dimensional adversary model and maps the mechanisms to four governance scenarios, finding that most mechanisms are commercially available but only adequate against cooperative or low‑to‑medium‑capability users, not high‑capability state‑level deployers. The study also links inference‑stage controls to hardware‑stage mechanisms through a substitution principle and reports a second‑rater reliability of 0.74. whyItMatters":"The work identifies the current gaps and readiness of inference‑time governance tools, highlighting that existing mechanisms are insufficient against powerful adversaries and thus informing future regulatory and technical development."

arXiv AI
Aug 13

Governing Agentic AI in FinTech

arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.

By Henry Han
arXiv AI
1d ago

Trust Is Not a Score: Runtime Assurance Contracts for High-Risk AI Agents

The paper introduces Runtime Assurance Contracts (RAC) as a formal policy framework for high‑risk AI agents, addressing the "assurance‑transition gap" by binding autonomy boundaries, component eligibility, evidence state, transition policy, human‑review capacity, and non‑compensatory gates. RAC allows soft metrics to influence routing while mandating retries, switches, escalations, deferrals, or stops when mandatory gates fail or are unknown, ensuring aggregate performance cannot alone authorize action. The authors define the contract, evidence record, permission rule, and five invariants, and evaluate RAC through deterministic failure‑injection studies, hand‑authored traces, and a prospective synthetic holdout, comparing it to score‑only and restricted protocol baselines.

By Serhii Zabolotnii
arXiv AI
Sep 18

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The paper introduces Governance-as-Code (GaC), a framework that translates the EU AI Act’s technical requirements into 43 machine‑checkable acceptance criteria across six compliance modules. GaC runs within a CI/CD pipeline, producing Article‑indexed audit evidence and providing actual Rego policy code. The authors validate GaC on two enterprise deployments, showing it reproduces manual audit findings—including three penalty‑triggering violations—while reducing audit labor by about 75%.

By Rudrendu Kumar Paul, Sourav Nandy
arXiv AI
Jun 6

Zero knowledge verification for frontier AI training is possible

arXiv:2606. 05433v1 Announce Type: new Abstract: Frontier AI governance frameworks increasingly use cumulative training compute as the primary criterion for designating high-impact models, but enforcement rests on self-reporting because no technical verification primitive for training exists.

By Pierre Peign\'e, Ky Nguyen, Paul Wang
arXiv AI
Sep 15

Governing at Machine Speed: An Adaptive Intelligence Architecture for Real-Time AI Policy Enforcement

The paper "Governing at Machine Speed: An Adaptive Intelligence Architecture for Real-Time AI Policy Enforcement" highlights a gap in enterprise AI governance, where 78% of organizations lack auditable evidence of policy enforcement. It introduces AGIL, a five-layer adaptive governance architecture that uses machine learning for real-time detection, risk classification, sub-100ms policy enforcement, continuous attestation, and policy evolution. The authors argue that the failure is organizational and architectural, not technical, and call for future empirical validation of AGIL.

By Sandeep Bokkasam, B. Durgalakshmi
arXiv AI
Jun 2

Comprehensive AI governance requires addressing non-model gains

arXiv:2606. 00047v1 Announce Type: cross Abstract: Frontier AI governance often centres on the model-level governance paradigm, which assumes that a model's capability profile is primarily a function of the compute and data used during training.

By Arthur Goemans, Dan Altman, Noemi Dreksler, Jonas Freund, Milan Gandhi, Zhengdong Wang, Sarah Cogan, Sebastien Krier, Demetra Brady, Lewis Ho, Allan Dafoe
arXiv AI
Aug 28

A Contract-Centered Architecture for Scalable and Manageable Agentic Runtimes

The paper proposes a contract‑centered architecture for agentic runtimes, defining four shared responsibility objects—Skill, Harness, Scaffold, and an external data substrate—to manage capabilities, runtime, control boundaries, and data governance in enterprise AI deployments. It introduces a falsifiable hypothesis (P1) about cost‑aware capability‑capacity separability and outlines six measurable design conditions, proposing a cluster‑period randomized crossover experiment to test the hypothesis. The work presents a contract‑bounded runtime architecture, a source‑preserving data substrate, and a measurement protocol, though no implementation or empirical results are reported.

By Yaxiao Liu, Pengbo Liu, Yiwen Liu, Yihua Guan, Zhenghe Hou, Jiaxing Song