arXiv AI
1d ago
Governance at the Boundary: How Agent Decomposition Degrades Policy Compliance
arXiv:2608. 16055v1 Announce Type: new Abstract: Existing agent benchmarks ask whether the agent finished the task.
Governing Agentic AI in FinTech
arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.
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arXiv AI
Jul 1
AgentBound: Verifiable Behavioral Governance for Autonomous AI Agents
arXiv:2606. 30970v1 Announce Type: new Abstract: Autonomous AI agents increasingly perform consequential actions on behalf of human principals, including financial transactions, external communications, and enterprise workflows.
arXiv AI
Jul 3
Behavioral Governance for Autonomous AI Agents: The AgentBound Framework
arXiv:2606. 30970v2 Announce Type: replace Abstract: Autonomous AI agents increasingly perform consequential actions on behalf of human principals, including financial transactions, external communications, and enterprise workflows.
arXiv AI
1d ago
A Policy Algebra for Trust-Preserving Agentic AI Execution
arXiv:2608. 16402v1 Announce Type: new Abstract: Large language model-based agentic frameworks primarily optimize capability: whether an agent can reason, retrieve information, call tools, delegate work, and complete a goal.
arXiv AI
Aug 11
Context Is Not Authority: Structured Runtime Governance for Financial Market Agents
arXiv:2608. 09025v1 Announce Type: new Abstract: Financial agents can turn correct context into an unauthorized effect: a customer-facing commitment, trade, or deployed policy.
arXiv Machine Learning
Jun 2
Auditing Asset-Specific Preferences in Financial Large Language Models: Evidence from Bitcoin Representations and Portfolio Allocation
arXiv:2606. 02528v1 Announce Type: cross Abstract: Large language models now power robo-advisors and trading agents, yet whether they carry built-in biases toward specific assets is largely untested.
arXiv AI
Jul 24
pAI-Econ-claude: A Gated Human-in-the-Loop Multi-Agent Architecture for AI-Assisted Economic Theory Development
arXiv:2607. 21268v1 Announce Type: cross Abstract: In many social-science research tasks, such as economics, LLM-based agents must produce outputs for which no cheap, task-complete, machine-readable correctness signal exists.
arXiv AI
Jun 11
A Five-Plane Reference Architecture for Runtime Governance of Production AI Agents
arXiv:2606. 12320v1 Announce Type: new Abstract: Enterprise security was built to govern data boundaries: the protected surface was data at rest and in transit, and the controls -- access control, data-loss prevention, perimeter inspection -- governed crossings of that boundary.
arXiv Machine Learning
Jul 7
Governing Generative AI Across Financial Institutions: An SR 26-2-Compatible Framework for Generative AI Risk Control
arXiv:2607. 04103v1 Announce Type: cross Abstract: The release of SR 26-2 marks a significant modernization of U.
arXiv AI
6d ago
Agent Safety Should Be a Runtime Contract
arXiv:2608. 11274v1 Announce Type: cross Abstract: The dominant paradigm treats AI safety as a property to be instilled during model training via RLHF, DPO, or Constitutional AI.
arXiv AI
2d ago
CLAIR-Fin: An Adversarial Multi-Agent Framework for Claim-Level Verification and Adaptive Debate in Cross-Modal Financial QA
arXiv:2608. 13706v1 Announce Type: cross Abstract: Existing defenses against hallucination in retrieval-augmented and multi-agent pipelines remain partial: evidence is trusted despite modality disagreement, debate verifies an aggregate report rather than individual claims, and such verification occurs only after drafting, leaving inter-agent errors undetected until the final text.
arXiv Machine Learning
1d ago
Mint-Agent: Introducing Finance-Native Agentic Foundation Models
arXiv:2608. 16386v1 Announce Type: cross Abstract: Financial agents must do more than recall domain knowledge: they must be both reliable, executing precise operations over grounded evidence, and executive, sustaining long-horizon research whose conclusions remain auditable.