arXiv AI By Serhii Zabolotnii

Trust Is Not a Score: Runtime Assurance Contracts for High-Risk AI Agents

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The paper introduces Runtime Assurance Contracts (RAC) as a formal policy framework for high‑risk AI agents, addressing the "assurance‑transition gap" by binding autonomy boundaries, component eligibility, evidence state, transition policy, human‑review capacity, and non‑compensatory gates. RAC allows soft metrics to influence routing while mandating retries, switches, escalations, deferrals, or stops when mandatory gates fail or are unknown, ensuring aggregate performance cannot alone authorize action. The authors define the contract, evidence record, permission rule, and five invariants, and evaluate RAC through deterministic failure‑injection studies, hand‑authored traces, and a prospective synthetic holdout, comparing it to score‑only and restricted protocol baselines.

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arXiv AI
Aug 19

Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Execution

The paper introduces Aegis, a runtime governance system for agentic AI that treats model outputs as action proposals and mediates them through a trusted decision layer before tool execution. Aegis evaluates proposals against active policy, resolves provenance server‑side, fails closed under uncertainty, and routes selected cases through a Senate‑style settlement process. In a sandbox evaluation across 6,300 rows, Aegis prevented all governed mock‑tool applications and risky side‑effect completions, preserving provenance and quorum evidence for all settled cases.

By Adam Mazzocchetti
arXiv AI
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By Yang Wang