arXiv Machine Learning

Observational Policy Ranking for SMB Financial Guidance from Multi-Action Accounting Logs

arXiv:2608. 10050v1 Announce Type: new Abstract: Small and medium-sized businesses need timely financial guidance, yet historical accounting logs record self-selected and often co-occurring business changes rather than randomized recommendations.

Hugging Face Trending Papers
Aug 12

GRPO for Financial Advice Generation: Outperforming Commercial LLMs under CATE Evaluation

Generating actionable financial advice from business records demands that models integrate numerical reasoning, domain knowledge, and sound judgment, while avoiding recommendations that could harm the business. Direct supervision is difficult: historical decisions are not necessarily optimal, and high-quality free-form labels are expensive to obtain.

arXiv AI
6d ago

GRPO for Financial Advice Generation: Outperforming Commercial LLMs under CATE Evaluation

arXiv:2608. 11787v1 Announce Type: cross Abstract: Generating actionable financial advice from business records demands that models integrate numerical reasoning, domain knowledge, and sound judgment, while avoiding recommendations that could harm the business.

By Ofir Ben Shoham, Shrutendra Harsola, Vignesh Subrahmaniam, Shravan Mohan, Yakov Gazman, Oded Vainas
arXiv Machine Learning
22h ago

Temporal Leakage in Financial News NLP: A Multi-Architecture Audit with a Regime-Specific M&A Signal

arXiv:2608. 17223v1 Announce Type: cross Abstract: Financial-news direction prediction has become a popular NLP benchmark, yet reported gains depend critically on whether the train-test split is chronological or random, i.

By Chenhao Xue, Raslen Guesmi, Siwei Feng, Yucheng Gong, Jacob Xavier Sundram, Jordan Pang, Lan Wang, Julian Kaljuvee
arXiv AI
Jun 12

Fin-RATE: A Real-world Financial Analytics and Tracking Evaluation Benchmark for LLMs on SEC Filings

arXiv:2602. 07294v4 Announce Type: replace-cross Abstract: With the increasing deployment of Large Language Models (LLMs) in the finance domain, LLMs are increasingly expected to parse complex regulatory disclosures.

By Yidong Jiang, Junrong Chen, Eftychia Makri, Jialin Chen, Peiwen Li, Ali Maatouk, Leandros Tassiulas, Eliot Brenner, Bing Xiang, Rex Ying
arXiv AI
Jun 3

Dynamic Objective Selection with Safeguards and LLM Oversight for Financial Decision-Making

arXiv:2606. 03704v1 Announce Type: new Abstract: Financial decision-making tasks such as stock recommendation and portfolio allocation typically estimate future return and risk and then select trades or allocations for an investor, and the chosen optimization objective often determines realized performance.

By Keigo Sakurai, Takahiro Ogawa, Miki Haseyama, Anjyu Anan, Kei Nakagawa
arXiv Machine Learning
Jun 2

FinTSB: A Comprehensive and Practical Benchmark for Financial Time Series Forecasting

arXiv:2502. 18834v3 Announce Type: replace-cross Abstract: Financial time series (FinTS) record the behavior of human-brain-augmented decision-making, capturing valuable historical information that can be leveraged for profitable investment strategies.

By Yifan Hu, Yuante Li, Peiyuan Liu, Yuxia Zhu, Naiqi Li, Tao Dai, Shu-tao Xia, Dawei Cheng, Changjun Jiang