Generating actionable financial advice from business records demands that models integrate numerical reasoning, domain knowledge, and sound judgment, while avoiding recommendations that could harm the business. Direct supervision is difficult: historical decisions are not necessarily optimal, and high-quality free-form labels are expensive to obtain.
arXiv:2608.30005v1 Announce Type: new
Abstract: Rubric-based reinforcement learning extends RL beyond tasks with exact answers or rule-based verifiers by scoring responses against instance-specific c...
By Fengyu Xie, Yilun Zhao, Bingsen Chen, Arman Cohan, Chen Zhao
arXiv:2608. 10050v1 Announce Type: new Abstract: Small and medium-sized businesses need timely financial guidance, yet historical accounting logs record self-selected and often co-occurring business changes rather than randomized recommendations.
By Shrutendra Harsola, Vignesh Subrahmaniam, Vikas Raturi, Kamalika Das, Xiang Gao, Kratika Gupta, Ruocheng Guo, Padmaja Jonnalagedda, Ananya Pramod, Sricharan Kumar
arXiv:2608. 02181v1 Announce Type: new Abstract: Proximal Policy Optimization (PPO) for large language models typically trains its critic by mean-squared-error (MSE) regression on scalar value targets.
By Zhijian Zhou, Long Li, Xuan Zhang, Zongkai Liu, Yulei Qin, Ke Li, Xing Sun, Xiaoyu Tan, Chao Qu, Yuan Qi
FinRiskAtlas is a Chinese-language benchmark designed to evaluate large language models (LLMs) for financial risk review by focusing on decision‑aligned tasks rather than generic financial knowledge. It contains 9,742 instances across 53 task families, including 42 domain‑knowledge families and 11 downstream review operations defined by explicit evaluation contracts. The extended FinRisk‑Ask framework replays 680 pre‑action states from 104 professional trajectories, withholding future evidence during inference to assess evidence‑state control and request targeting. Results across 33 model configurations show that operation‑level evaluation yields distinct rankings and that knowledge‑based shortlisting can incur significant regret, while frequent use of the Ask branch does not necessarily improve evidence acquisition, highlighting gaps in broad financial capability scores.
By Suyang Zhong, Jingzhe Zhu, Qi Xu, Liyao Sun, Yin Wang, Qingqing Sun, Shuai Chen, Tianyi Zhang
arXiv:2608. 06108v1 Announce Type: new Abstract: Investment competence is inherently personalized: the same market evidence can justify different actions for investors with different goals, horizons, portfolios, and risk boundaries.
By Yuanhong Jiang, Jingjie Zou, Zhenghong Lin, Xusheng Yu, Qiqi Huang, Shuai Jia, Shijie Dai
arXiv:2607. 25659v1 Announce Type: new Abstract: Rubric-based reinforcement learning enriches language model training by evaluating model outputs against explicit criteria.
By Bo-Wen Zhang, Junwei He, Wen Wang, Song-Lin Lv, Wentao Ma, Rongyi Lin, Shuhan Zhong, Lan-Zhe Guo
The study investigates how prior scores influence large language model (LLM) judgments in the LLM-as-a-Judge paradigm. By testing three prompt conditions—no metadata, revision framing, and anchored metadata containing prior scores—the authors find that prior scores systematically bias evaluations, shifting ratings toward those scores across 192,000 attempts. The bias also affects categorical decisions, blocking 48% of error corrections and flipping 10.18% of correct judgments, and is not mitigated by Chain-of-Thought or a warning, underscoring the need for careful context engineering.
By Ante Kapetanovic, Kemal Altwlkany, Andro Mercep, Tomislav Duricic, Emanuel Lacic
The paper introduces Best‑Practice Critic Optimization (BPCO), a stable and efficient recipe for training a critic in reinforcement learning for large language models. BPCO combines DPPO, bounded value predictions, Monte Carlo targets, unnormalized policy advantages, and length‑adaptive advantage estimation, allowing the critic to be conditioned on hidden reward information. Experiments on mathematical reasoning tasks with models from 1.5B to 30B parameters show that BPCO consistently outperforms a strong critic‑based baseline and matches or exceeds group‑based methods while sampling only one response per prompt.
By Penghui Qi, Xiangxin Zhou, Wee Sun Lee
Agentic systems have widened the gap between producing candidate outputs and reviewing them. This paper asks a practical architectural question: should domain specialization be built into an evaluator's weights, or into the rule that decides when its judgment can be trusted?
The paper investigates how the design of LLM-as-a-Judge protocols influences both the intrinsic quality of judgments and their downstream utility in open-ended tasks. By varying verdict granularity, critique usage, and evaluation batching, and by applying Judge guidance to test-time inference methods such as Best-of-N selection, revision, and beam search, the authors find that judgment quality and downstream performance do not always align and that protocol choices significantly affect outcomes. The study highlights the need for comprehensive evaluation of LLM Judges that considers both judgment quality and practical utility.
By Zheng Zhang, Lufei Li, Xinyue Tan, Yuanhao Zeng, Ziwei Shan, Yexin Li, Kan Ren
arXiv:2606. 08480v1 Announce Type: cross Abstract: Reinforcement learning (RL) presents a promising avenue for enhancing generative recommendation beyond supervised imitation, leveraging reward signals to guide policy improvement.
By Kewei Xu, Junbo Qi, Yanyan Zou, Pengfei Zhang, Xingzhi Yao, Shengjie Li