arXiv AI

The Accountability Horizon: An Impossibility Theorem for Governing Human-Agent Collectives

arXiv:2604. 07778v2 Announce Type: replace Abstract: Existing accountability frameworks for AI systems, legal, ethical, and regulatory, rest on a shared assumption: for any consequential outcome, at least one identifiable person had enough involvement and foresight to bear meaningful responsibility.

arXiv AI
Sep 25

When Agents Act Unwatched: The Reduced-Supervision Paradox in Agentic AI

The paper "When Agents Act Unwatched: The Reduced‑Supervision Paradox in Agentic AI" discusses how the promise that AI systems will continue acting after users stop watching creates an accountability inversion. It argues that as stepwise supervision recedes, verification shifts into the runtime infrastructure—authority, records, interrupts, outcome checks, and repair—forming what the authors call the reduced‑supervision paradox. A 63‑artifact audit across research papers and engineering sources shows that agents’ action surfaces are more visible than the mechanisms needed to hold them accountable, with tool mediation and monitoring traces appearing in 40 and 37 artifacts, while checkpoint placement, validator independence, recovery, and contestability are rarely visible. "whyItMatters":"The study highlights that observable action paths can replace accountability when verification is moved onto users after meaningful intervention is no longer possible."

By Hanjing Shi, Dominic DiFranzo
arXiv AI
Aug 28

Five Primitives for Governing Autonomous AI Agents at Runtime

The paper proposes five runtime primitives—discovery, identity, governance, attestation, and supply chain—to manage autonomous AI agents in enterprise settings. It argues that traditional control models fail because agents are transient, model-driven, and self‑discoverable, making runtime governance essential. The authors detail an implementation that mediates agent actions against policy, authorizes them via a per‑tenant vocabulary, and records them in a verifiable ledger, noting the associated operational costs and partial deployment status.

By Jiten Oswal, John Cadeddu
arXiv Machine Learning
Sep 11

From Protocols to Evidence: Bounded Claims for AI in Service of the Common Good

The paper argues that AI should be evaluated not only by principles but by concrete protocols that translate commitments into roles, requirements, records, oversight, and assessment. It introduces a rupture test linking institutional baselines to system evaluation, and distinguishes evidence‑bounded deployment from measurement‑bounded governance. The authors propose the RISE AI architecture to make bounded, evidence‑based claims about Responsibility, Inclusivity, Safety, and Empowerment, emphasizing the need for engineering, institutional repair, and ongoing moral judgment.

By Nitesh V. Chawla, Paulo Benanti
arXiv AI
Sep 11

Builder, Defender, Breaker: Measurable Independence and Bounded Autonomy When Generative Models Build, Defend and Test Software

The article discusses how generative models increasingly act as builders, defenders, and breakers of software, challenging the assumption that full autonomy is the ultimate goal. It introduces a framework that defines measurable independence between lifecycle roles based on shared generative substrates, and proposes five autonomy levels, three human roles, and five decision criteria to guide oversight. The authors argue that human authority should focus on specification, accountability, and emergency intervention, and they outline testable hypotheses and protocols to evaluate independence and oversight effectiveness.

By Mohamed Chahine Ghanem
arXiv AI
Aug 13

Governing Agentic AI in FinTech

arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.

By Henry Han
arXiv AI
Aug 19

Collective Counterfactual Planning: Coordination, Consent, and Verification under Representational Constraints

The paper introduces Collective Counterfactual Planning (CCP), a formal model describing how teams coordinate tasks that no single member can handle alone, constrained not by capability but by representational geometry. CCP defines four critical gates—exogenous implementation coalitions, conception, consent, and task-relative verification—that determine whether a team can achieve and legitimately recognize a conjunctive goal. The authors present the Collective Counterfactual Solvability (CCS) problem, separating geometric feasibility, executable attainment, and validated completion, and provide a sound and complete four-step solvability scheme under exact representation of relay closure.

By Chainarong Amornbunchornvej