arXiv:2608. 16852v1 Announce Type: new Abstract: Regulatory compliance monitoring in deployed language models is increasingly implemented as a legal and audit control, checking model outputs against written rules spanning data protection, healthcare, financial regulation, and platform policy.
By Saisab Sadhu, Aadit Sengupta, Vinay Kumar Sankarapu, Pratinav Seth
arXiv:2606. 01472v1 Announce Type: cross Abstract: High-stakes production document-generation systems require language models to be adaptive, evidence-grounded, and auditable.
By Nataraj Agaram Sundar Tejas Morabia
FinRiskAtlas is a Chinese-language benchmark designed to evaluate large language models (LLMs) for financial risk review by focusing on decision‑aligned tasks rather than generic financial knowledge. It contains 9,742 instances across 53 task families, including 42 domain‑knowledge families and 11 downstream review operations defined by explicit evaluation contracts. The extended FinRisk‑Ask framework replays 680 pre‑action states from 104 professional trajectories, withholding future evidence during inference to assess evidence‑state control and request targeting. Results across 33 model configurations show that operation‑level evaluation yields distinct rankings and that knowledge‑based shortlisting can incur significant regret, while frequent use of the Ask branch does not necessarily improve evidence acquisition, highlighting gaps in broad financial capability scores.
By Suyang Zhong, Jingzhe Zhu, Qi Xu, Liyao Sun, Yin Wang, Qingqing Sun, Shuai Chen, Tianyi Zhang
The paper introduces PACT, a benchmark designed to evaluate how well enterprise AI assistants follow compliance rules when faced with various pressures such as persistent users or hurried managers. PACT covers twelve regulated domains and forty-eight realistic multi‑turn scenarios, pairing each rule with a shortcut that violates it and applying different pressures across wording and system‑prompt modes. Using PACT, the authors profile six metrics of compliance and aggregate them into a PACTScore, revealing significant variability among 22 LLM models and that even top performers misapply rules 6–10% of the time, with user pressure increasing violations by 65% on average.
By Mika Okamoto, Ansel Kaplan Erol
arXiv:2609.10293v1 Announce Type: new
Abstract: In high-stakes domains such as legal practice, a language-model answer is only useful to the extent that a reader can verify each claim against the sou...
By Chen Qian, Yimeng Wang, Yu Chen, Lingfei Wu, Andreas Stathopoulos
arXiv:2606. 18021v1 Announce Type: new Abstract: AI systems deployed in legal workflows hallucinate at rates that aggregate metrics report at ~52%, but this average conceals where errors concentrate and in which direction they run, leaving compliance officers without an actionable signal for trustworthy deployment.
By Lalit Yadav, Akshaj Gurugubelli
The paper evaluates an agentic harness that combines a 27B language model, financial calculations, narrative templates, and validation checks to produce corporate and investment banking presentation decks. Using a panel of five judges, the system consistently scores higher than a baseline model that generates directly from a short prompt, with scores ranging from 20.4 to 33.6 out of 95. However, judge variability and changes in grading criteria make it challenging to discern small improvements in deck quality.
By Ludovic Gibert, Matis Despujols, Andre-Louis Rochet
TRACE is a system designed to bridge the grounding contract gap in LitTraceQA by combining target-aware retrieval, independent typed evidence localization, multimodal table extraction, and schema-driven table construction. It indexes 27,487 papers using multiple representations while preserving question targets, predicts observation units for tables, and assembles rows with evaluator-compatible key normalization. On the official test set, TRACE achieves a 0.760613 overall score, with high paper F1, evidence F1, and multiple-choice accuracy, though table-row and macro cell performance remain lower.
By Sachin Gupta, Divya Godara
arXiv:2606. 30219v1 Announce Type: new Abstract: LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify.
By Bu\u{g}ra Alperen Ulu{\i}rmak, Rifat Kurban
arXiv:2608. 14329v1 Announce Type: cross Abstract: Principle-based regulation, with evaluative standards such as "fair, clear, and not misleading" or "deliver good outcomes", cannot be reduced to binary predicates, and LLM-as-judge is increasingly used as the substitute.
By Dipankar Sarkar
arXiv:2607. 17883v1 Announce Type: cross Abstract: Enterprises will not deploy AI agents they cannot trust, and the most-cited reason for distrust is hallucination: confident, fluent output that is simply not true.
By Bogdan Raduta, Horia Velicu, Alexandru Preda, Serban Chiricescu
arXiv:2607. 28666v1 Announce Type: cross Abstract: Enterprise AI programmes stall at a rate that is widely quoted and poorly explained.
By Prerit Ahuja