arXiv AI

Compliance-Scored Best-of-N Guardrail Orchestration for Multimodal Document Generation in Payments Dispute Defense

arXiv:2606. 01513v1 Announce Type: cross Abstract: High-stakes enterprise document generation, including financial dispute narratives, compliance notices, and audit summaries, demands schema correctness, policy compliance, and low-latency operation at scale.

arXiv Computation and Language
Aug 27

FinRiskAtlas: Decision-Aligned Evaluation of Large Language Models for Financial Risk Review

FinRiskAtlas is a Chinese-language benchmark designed to evaluate large language models (LLMs) for financial risk review by focusing on decision‑aligned tasks rather than generic financial knowledge. It contains 9,742 instances across 53 task families, including 42 domain‑knowledge families and 11 downstream review operations defined by explicit evaluation contracts. The extended FinRisk‑Ask framework replays 680 pre‑action states from 104 professional trajectories, withholding future evidence during inference to assess evidence‑state control and request targeting. Results across 33 model configurations show that operation‑level evaluation yields distinct rankings and that knowledge‑based shortlisting can incur significant regret, while frequent use of the Ask branch does not necessarily improve evidence acquisition, highlighting gaps in broad financial capability scores.

By Suyang Zhong, Jingzhe Zhu, Qi Xu, Liyao Sun, Yin Wang, Qingqing Sun, Shuai Chen, Tianyi Zhang
arXiv AI
Sep 17

PACT: Can Enterprise AI Assistants Be Trusted Under Pressure?

The paper introduces PACT, a benchmark designed to evaluate how well enterprise AI assistants follow compliance rules when faced with various pressures such as persistent users or hurried managers. PACT covers twelve regulated domains and forty-eight realistic multi‑turn scenarios, pairing each rule with a shortcut that violates it and applying different pressures across wording and system‑prompt modes. Using PACT, the authors profile six metrics of compliance and aggregate them into a PACTScore, revealing significant variability among 22 LLM models and that even top performers misapply rules 6–10% of the time, with user pressure increasing violations by 65% on average.

By Mika Okamoto, Ansel Kaplan Erol
arXiv AI
Jun 17

LegalHalluLens: Typed Hallucination Auditing and Calibrated Multi-Agent Debate for Trustworthy Legal AI

arXiv:2606. 18021v1 Announce Type: new Abstract: AI systems deployed in legal workflows hallucinate at rates that aggregate metrics report at ~52%, but this average conceals where errors concentrate and in which direction they run, leaving compliance officers without an actionable signal for trustworthy deployment.

By Lalit Yadav, Akshaj Gurugubelli
arXiv AI
3d ago

Better Deck or Different Judge? Evaluating Agentic Harness Gains in Corporate and Investment Banking

The paper evaluates an agentic harness that combines a 27B language model, financial calculations, narrative templates, and validation checks to produce corporate and investment banking presentation decks. Using a panel of five judges, the system consistently scores higher than a baseline model that generates directly from a short prompt, with scores ranging from 20.4 to 33.6 out of 95. However, judge variability and changes in grading criteria make it challenging to discern small improvements in deck quality.

By Ludovic Gibert, Matis Despujols, Andre-Louis Rochet
arXiv Computation and Language
3d ago

TRACE: Target-Aware Retrieval, Attributed Evidence, and Contract-Constrained Extraction for LitTraceQA

TRACE is a system designed to bridge the grounding contract gap in LitTraceQA by combining target-aware retrieval, independent typed evidence localization, multimodal table extraction, and schema-driven table construction. It indexes 27,487 papers using multiple representations while preserving question targets, predicts observation units for tables, and assembles rows with evaluator-compatible key normalization. On the official test set, TRACE achieves a 0.760613 overall score, with high paper F1, evidence F1, and multiple-choice accuracy, though table-row and macro cell performance remain lower.

By Sachin Gupta, Divya Godara