arXiv:2606. 05805v1 Announce Type: new Abstract: LLM-based guardrails typically safeguard agents by evaluating proposed actions or inputs before execution, producing safety signals such as binary allow/deny decisions, risk categories, and/or explanatory rationales about potential policy violations.
By Yuhao Sun, Jiacheng Zhang, Shaanan Cohney, Zhexin Zhang, Feng Liu, Xingliang Yuan
Vision-language models (VLMs) are increasingly deployed in consumer, medical, financial, and enterprise applications. This broad deployment expands the safety surface: risks can arise from multimodal question answering, assistant responses, and cross-modal composition, while moderation policies may vary across products, regions, and deployment stages.
arXiv:2608. 16852v1 Announce Type: new Abstract: Regulatory compliance monitoring in deployed language models is increasingly implemented as a legal and audit control, checking model outputs against written rules spanning data protection, healthcare, financial regulation, and platform policy.
By Saisab Sadhu, Aadit Sengupta, Vinay Kumar Sankarapu, Pratinav Seth
Guard models are used to prevent LLM agents from performing forbidden actions, but this alone does not guarantee safety. The paper shows that many agent trajectories contain unfulfilled safety‑critical obligations—actions that should have been performed—highlighting a new source of risk. To address this, the authors introduce ObligationBench, a benchmark of 240 expert‑validated trajectories, and develop ObligationGuard, a model that improves obligation detection recall and exact‑match rates over existing models.
By Youwei Feng, Yitong Zhang, Yuetong Liu, Jia Li
Enterprise generative AI applications require robust safety mechanisms that can accommodate diverse risk postures, evolving policies, and varying latency constraints. Current guardrail solutions often...
The paper introduces a framework for evaluating AI systems that not only checks final labels but also tracks the reasoning behind them through three core sources—grounds, norms, and authority—forming an eight-cell counterfactual judgment cube. It defines minimal source replacement sets, called judgment receipts, to explain changes in verdicts and provides certification cost bounds for black-box evaluators. The authors present ReasonBench, a benchmark with 19,520 cases, and demonstrate that while high standard accuracy can mask robustness issues, receipt accuracy reveals significant gaps in reasoning consistency across different models.
By Ye Chen, Weining Zhang
StepSafe introduces a training framework called ASPO that focuses on step‑level timely intervention in agentic systems. It aligns decisions with their respective prefixes, rewards actions that fit the current stage, and uses adaptive feedback self‑distillation to credit reasoning. The resulting StepSafe guardrail achieves state‑of‑the‑art performance on five agent‑safety benchmarks, improving the safety‑utility Pareto curve with a Youden’s J of 53.0 for a 4B model.
By Siyi Gu, Kunhan Gao, Chao Peter Yang, Sukanta Ganguly, Rex Ying, Arman Cohan
arXiv:2609.13734v1 Announce Type: cross
Abstract: As large language models (LLMs) are increasingly deployed in real-world high-stakes applications, effective governance has become essential. Existing...
By Yuanchen Bei, Zhengzhang Chen, Yanjun Zhao, Haoyu Wang, Hanghang Tong, Haifeng Chen
arXiv:2606. 29887v1 Announce Type: new Abstract: In real-world applications, guardrails are often expected to identify unsafe user-model interactions according to application-specific safety policies, rather than relying on predefined risk taxonomies.
By Jiacheng Zhang, Haoyu He, Sen Zhang, Shen Wang, Xiaolei Xu, Yuhao Sun, Meng Shen, Feng Liu
SCOPE compiles natural‑language policies into neurosymbolic predicate programs that combine small neural models, deterministic extractors, and logical composition. The system is jointly optimized with adversarially generated counterexamples, achieving higher accuracy than prompt‑optimization, task‑decomposition, and workflow‑generation baselines on real‑world policy benchmarks. Programs trained with the weakest executor transfer to other models, enabling deployment on inexpensive models with stable, interpretable predictions.
By Arnon Mazza, Elad Levi
VEPA is a framework that enables the verified evolution of formal guardrails for lifelong large language model agents. It represents guardrails as formal policies of symbolic rules over typed agent events, and during deployment uses LLM‑guided feedback to propose policy patches that fix new failures while preserving correct behavior. A deterministic verifier accepts only structurally valid, conflict‑free policies, and an evidence‑aware authority layer activates verified rules only when sufficient supporting evidence exists, ensuring that uncertain updates do not directly affect guardrail decisions.
By Duy Nguyen, Lesly Miculicich, Bhavana Dalvi Mishra, Shuo Li, Krishnamurthy Dj Dvijotham, Mohit Bansal, Tomas Pfister, Long T. Le
The paper introduces COLAGUARD, a guardrail model that embeds multi-step safety reasoning into a continuous latent space, allowing efficient hidden-state propagation during inference. Compared to existing methods, COLAGUARD achieves an 8.24‑point macro‑F1 improvement over Llama Guard 3 and matches the explicit reasoning baseline GuardReasoner, while delivering a 12.9× speedup and a 22.4× reduction in token usage across ten moderation settings and eight safety benchmarks.
By Siddharth Sai, Xiaofei Wen, Muhao Chen