arXiv AI

Open Problems in AI Incident Governance

arXiv:2607. 05163v1 Announce Type: cross Abstract: AI systems may produce failures after deployment that pre-deployment safety assessments do not anticipate.

arXiv AI
Sep 23

Beyond Predictable Paths: Redefining AI Security Incident Reporting for Agents

The paper discusses the need to adapt incident reporting frameworks for AI agents, which are rapidly deployed and face unique security challenges. By comparing AI systems and agents and consulting 23 experts, the authors identify key reporting elements such as agent memory, autonomy levels, and tool usage. They also highlight open research questions, potential reporting weaknesses like data leakage, and outline privacy requirements for secure AI agent deployment.

By Anastasia Pustozerova, Eugene Bagdasarian, Luca Beurer-Kellner, Battista Biggio, Nico Ebert, David Filip, Marc Fischer, Heather Frase, David Hofer, Juliane Hoffmann, Daphne Ippolito, Somesh Jha, Sean McGregor, Esfandiar Mohammadi, Luca Nannini, Cristina Nita-Rotaru, Alina Oprea, Kevin Paeth, Andrew Paverd, Jonathan Petit, Andreas Rauber, Christian Riess, John Sotiropoulos, Andreas Wespi, Kathrin Grosse
arXiv AI
Jun 9

RiskNet: A large-scale dataset of AI risk incidents from news with alignment and multi-dimensional annotations

arXiv:2606. 08376v1 Announce Type: cross Abstract: As artificial intelligence (AI) systems are increasingly deployed across socially consequential domains, reports of AI-related harms and failures have grown in frequency and diversity.

By Leihan Zhang, Wecheng Ye, Xianlong Ma, Haochuan Liu, Yang Li, Qianyu Zhang, Jinliang Chen, Qiang Yan
arXiv AI
Jul 1

FLARE-AI: Flaw Reporting for AI

arXiv:2606. 31567v1 Announce Type: cross Abstract: Flaw reporting for deployed AI systems is fundamental to identifying system failures and improving AI safety.

By Shayne Longpre, Elaine Zhu, Carson Ezell, Avijit Ghosh, Sean McGregor, Kevin Paeth, Kevin Klyman, Sayash Kapoor, Rishi Bommasani, Ruth Appel, Gregory Strom, Lauren McIlvenny, Mark M. Jaycox, Peter Slattery, Nathan Butters, Arvind Narayanan, Percy Liang, Alex Pentland
arXiv AI
Sep 15

AI Deployment Accountability Engineering: A Vision for Accountable AI in Safety-Critical Socio-Technical Systems

The paper proposes AI Deployment Accountability Engineering (ADAE), a new subdiscipline focused on establishing measurable, continuous, and actionable accountability for AI systems once they are deployed. ADAE treats accountability as a deployment-layer property, aiming to ensure systems remain within acceptable risk limits, identify failure contexts, attribute failures across technical and human components, and translate technical failures into downstream consequences. The authors outline a research agenda built around four pillars—structured discovery of context-dependent failure modes, privacy-preserving accountability measurement, system-level risk analysis for agentic AI, and translation of technical failures into operational and institutional risks—to support timely intervention in safety-critical socio-technical environments.

By Murat Kantarcioglu
arXiv AI
2d ago

The AI Assessment Sandbox Configurator: A Framework to Support Technical Assessment in AI Regulatory Sandboxes

The paper introduces the AI Assessment Sandbox Configurator, an open‑source framework designed to support technical assessment in AI Regulatory Sandboxes (AIRS) mandated by the EU Artificial Intelligence Act. It outlines 11 architectural and governance requirements for infrastructure that enables large‑scale, structured technical testing, and presents a catalogue of tests, a shared data model, dashboards, and reporting tools that harmonise heterogeneous outputs. An early‑stage pilot demonstrated the framework’s harmonisation and reporting capabilities within a live AIRS engagement, contributing to an official Exit Report.

By Alessio Buscemi, German Castignani, Daniele Pagani, Maxime Cordy, Jordi Cabot
arXiv AI
Sep 1

Operationalising AI Regulatory Sandboxes: Activities, Requirements, and Technical Assessment under the EU AI Act

The paper "Operationalising AI Regulatory Sandboxes: Activities, Requirements, and Technical Assessment under the EU AI Act" outlines a detailed framework for implementing AI Regulatory Sandboxes (AIRS) under the EU AI Act. It maps the sandbox lifecycle into 29 activities, distinguishes between a Core AIRS and an Extended AIRS that includes an AI Technical Sandbox (AITS), and derives 15 infrastructural and governance requirements linked to these activities and provider obligations. The authors also introduce the Sandbox Configurator, an open‑source tool to instantiate AITS environments, aiming to provide structured workflows for regulators, robust evaluation methods for experts, and a transparent compliance pathway for AI providers.

By Alessio Buscemi, Thibault Simonetto, Daniele Pagani, German Castignani, Maxime Cordy, Jordi Cabot