arXiv Machine Learning

Predictable Compression Failures: Order Sensitivity and Information Budgeting for Evidence-Grounded Binary Adjudication

arXiv:2509. 11208v3 Announce Type: replace-cross Abstract: Transformers used for evidence-grounded binary adjudication (e.

arXiv Machine Learning
Jun 24

LLMs are Bayesian, In Expectation, Not in Realization

arXiv:2507. 11768v3 Announce Type: replace-cross Abstract: Bayesian accounts of in-context learning face a direct objection: exact posterior predictives for exchangeable data are invariant to task-preserving order, yet transformers change next-token probabilities when the same examples are serialized differently.

By Leon Chlon, Fatima Sheaib, Zein Khamis, Maggie Chlon, Mahdi El Zein, MarcAntonio M. Awada
arXiv Machine Learning
Aug 13

LODESTAR: Trustworthy Entropy Is Navigated, Not Merely Measured -- Reinforced Polarizer Keeps a Frozen LLM from Being Confidently Misled by the Wrong Evidence

arXiv:2608. 11922v1 Announce Type: cross Abstract: Predictive-distribution entropy makes a strong selection rule in retrieval-augmented question answering: across five QA benchmarks, keeping the candidate answer that a frozen respondent LLM produces with the lowest answer-token entropy lifts mean answer $F_1$ from 0.

By Po-Jen Ko, Che-Cheng Wu, Hung-Chun Hsu, Li-Yang Chang, Chuan-Ju Wang
arXiv Machine Learning
Jun 9

A Joint Finite-Sample Certificate for Adaptive Selective Conformal Risk Control

arXiv:2606. 08517v1 Announce Type: new Abstract: Selective predictors answer on confident inputs and abstain elsewhere; deploying one safely needs a single finite-sample certificate that simultaneously upper-bounds the selected risk, lower-bounds the acceptance probability $\pacc$ above a floor $\pmin$, and lower-bounds the deployment utility.

By Xiaoli Yu, Jiamiao Liu
arXiv AI
Sep 25

Certified Task-Conditioned Active Observability

The paper introduces the concept of task‑conditioned active observability, defining the minimal interaction cost needed for an autonomous agent to identify task‑relevant states while guaranteeing safe abstention. It formalizes this complexity, proving that task‑predictive equivalence yields a unique minimal sufficient quotient that preserves complexity and eliminates unnecessary distinctions. The authors present theoretical characterizations for deterministic and noisy regimes, and demonstrate a certified observer that reduces sensor usage and model steps while maintaining zero false acceptances in extensive high‑dimensional trials.

By Linzhe Zhang, Changming Xu
arXiv AI
2d ago

Auditing Routing Entropy as an Uncertainty Signal in Attention-Residual Transformers

The paper audits whether routing entropy in Attention‑Residual transformer variants (Swin‑Tiny and DeiT‑Small) trained on CIFAR‑10/100 can signal prediction uncertainty beyond model confidence. Three tests examine the presence, consistency, and predictive power of routing signals, while a sensitivity audit measures how much injected effect the probes recover. Results show no significant improvement over confidence alone, with only modest recovery of injected signals and no consistent gains across seeds or metrics.

By Wenhao Liang, Lin Yue, Wei Emma Zhang, Mingyu Guo, Olaf Maennel, Weitong Chen
arXiv Machine Learning
Aug 4

Tail-Aware Information-Theoretic Bounds for LLM Alignment under Heavy-Tailed Rewards

arXiv:2604. 10727v2 Announce Type: replace-cross Abstract: Classical information-theoretic learning bounds typically rely on KL mutual information and moment-generating-function (MGF) arguments, which are well matched to bounded or sub-Gaussian losses but can be ineffective when losses or rewards are heavy-tailed.

By Huiming Zhang, Binghan Li, Wan Tian, Qiang Sun