arXiv Computation and Language

Constrained-Action AI Remediation for SIEM/XDR via a NeMo-Guardrails Proxy

arXiv AI
1d ago

VEPA: Verified Evolving Formal Policy for Lifelong LLM Agent Guardrails

VEPA is a framework that enables the verified evolution of formal guardrails for lifelong large language model agents. It represents guardrails as formal policies of symbolic rules over typed agent events, and during deployment uses LLM‑guided feedback to propose policy patches that fix new failures while preserving correct behavior. A deterministic verifier accepts only structurally valid, conflict‑free policies, and an evidence‑aware authority layer activates verified rules only when sufficient supporting evidence exists, ensuring that uncertain updates do not directly affect guardrail decisions.

By Duy Nguyen, Lesly Miculicich, Bhavana Dalvi Mishra, Shuo Li, Krishnamurthy Dj Dvijotham, Mohit Bansal, Tomas Pfister, Long T. Le
arXiv AI
Aug 20

One Gate Is Not Enough: Composing Stateful Pre-Action Controls for Agentic AI

The paper investigates how multiple pre‑action controls—authority, resource, and evidence gates—interact in agentic AI systems. It formalizes remediation‑induced control coupling, showing that remediation can invalidate earlier judgments and that the order of remediation matters. The authors propose a remediate‑and‑regate protocol to restore soundness, analyze non‑commuting remediation operators, and demonstrate the approach on a deterministic open‑data artifact with three published engines.

By Gaston Besanson
arXiv AI
Aug 24

ClawSentry: A Progressive Multi-Tier Security Monitor for Safeguarding Autonomous LLM Agents

ClawSentry is an open‑source, framework‑agnostic security supervision gateway designed to protect autonomous large language model (LLM) agents from progressive risks that can arise at four points in the agent control loop: skill admission, invocation‑time intent, execution‑time effect, and post‑action consequence. It introduces a multi‑tier decision engine—deterministic L1, rule‑anchored L2, and read‑only L3—alongside a First‑Use Skill Package Review (FSPR) and an Agent Harness Protocol (AHP) that applies a single policy across multiple agent runtimes without modifying their internals. Evaluation on SkillInject and the SkillsSafety benchmark shows that ClawSentry significantly reduces contextual adversarial skill risk (ASR) while maintaining high task success rates (TSR).

By Kai Wang, Zeming Wei, BiaoJie Zeng, Chang Jin, An Wang, Xiaokun Luan, Zhixiao Lin, Jingjing Qu, Xia Hu, Xingcheng Xu
arXiv AI
4d ago

Constitutional Gating and Deterministic Recovery for Multi-Agent LLM Negotiation: Ablations Against a Stateful Adversarial Gatekeeper

The paper evaluates a three‑part control stack— a 5‑Pillar runtime constitution, a 4‑tier swarm (Director, majority vote, Monitor, hard gate), and Cognitive Annealing—for multi‑agent LLM negotiation against an adversarial Gatekeeper. Experiments with Gemini 2.5 Pro agents and Claude Haiku 4.5 show that the constitution and Director improve framing but not reliability, the Monitor and hard gate do not reduce unlocks, and deterministic recovery via atomic purge and a canonical strike successfully resolves deadlocks while keeping call budgets unchanged. The study demonstrates that the stack can recover from deadlocks without additional model cost, though it does not reduce overall call or token usage as initially hypothesized.

By Masaaki Nakatsu (AO, Inc. / OrbLabs AG), Reno Wang (AO, Inc.)
arXiv AI
6d ago

APEX: Active Protection at Execution Boundaries for LLM Agents

The paper introduces APEX, an active defense for large language model agents that protects against indirect prompt injection by enforcing safety at execution boundaries. APEX uses an evidence‑gated prevention contract and deception‑based exposure to ensure that only authorized effects, endorsed by the task, are executed. Evaluation shows APEX achieves near‑zero attack success across multiple benchmarks and capability‑unit types, outperforming 13 baseline defenses.

By Xinran Zheng, Xin Fan Guo, Zhiqiang Hao, Fan Yang, Xingzhi Qian, Jiawei Du, Jinfeng Xu, Zheng Xing, Shuo Yang, Xingjun Wang
arXiv Machine Learning
5d ago

Restricting the Model, Missing the System: Measurement and Accountability in Offensive AI Governance

arXiv:2605.09504v3 Announce Type: replace-cross Abstract: We show that the instruments used to measure AI offensive capability fail in two ways: (i) they overstate harm, and (ii) they credit the mode...

By Michael Alexander Riegler, Finn Schwall, Annika Willoch Olstad, Birk Sebastian Frostelid Torpmann-Hagen, Sushant Gautam, Klas H. Pettersen, Inga Str\"umke