arXiv Machine Learning

Alignment via Generalization

The paper introduces Aligned‑PAC learning, a framework that reframes the alignment problem as a question of generalization: whether success on training requirements extends to unseen ones. It proposes representing intentions through multiple specific requirements, provides theoretical results on independent evaluation and the amount of evaluation needed, and develops an optimization method that combines learned models to satisfy these requirements under certain assumptions. The authors acknowledge that selecting appropriate requirements and ensuring generalization to new ones remain open challenges, positioning their work as a foundation for precise, learning‑theoretic study of alignment.

arXiv AI
Oct 9

Predicting Alignment Generalization with Value Representations

The paper introduces the task of predicting alignment generalization, which measures how fine‑tuning a language model to follow a specific value affects its behavior across a broad set of other values. Through a large‑scale study of 66 values, the authors show that representations derived from model activations when applying values in context outperform textual description‑based methods, achieving a correlation of 0.45 versus 0.05. They further demonstrate that these representations can predict downstream robustness and help construct a taxonomy of LLM values based on empirical generalization dynamics.

By Andy Liu, Mehar Bhatia, Karolina Stanczak, Mona Diab, Vered Shwartz, Daniel Fried
OpenAI Blog
Aug 24, 2022

Our approach to alignment research

We are improving our AI systems’ ability to learn from human feedback and to assist humans at evaluating AI. Our goal is to build a sufficiently aligned AI system that can help us solve all other alignment problems.

arXiv AI
Sep 3

Automated Researchers Can Mitigate Well-characterized Alignment Failures

The paper investigates whether automated alignment researchers (AARs) can post‑train language models to reduce well‑characterized alignment failures such as deception, sycophancy, and jailbreaks while preserving general capability. Across ten failures, the strongest AAR methods significantly lower targeted failures and generalize to held‑out benchmarks, larger models, and multi‑turn audits. In contrast, a human baseline of 28 experienced researchers, given eight hours to devise one‑shot methods, underperformed the best AAR approaches, and providing human ideas to AARs did not improve results.

By Chen Yueh-Han, Jiaxin Wen, Jan Hendrik Kirchner
arXiv AI
Oct 19

Algorithm Modelization: Transforming Optimization Algorithms into Evolvable Intelligence

The paper introduces Algorithm Modelization, a paradigm that transforms iterative optimization algorithms into trainable models by treating algorithm execution trajectories as computational experience. It models optimization as an autoregressive process, using a dimension‑independent population‑temporal architecture to capture population interactions and iterative dynamics. The resulting model learns from heterogeneous teachers, improves through optimization feedback, and generalizes across problems and larger dimensions, enabling algorithmic capability to accumulate and evolve via learning.

By Jian Yao, Zhiyao Zhang, Yichen Li, Xingyu Wu, Kay Chen Tan