arXiv AI

Predicting Alignment Generalization with Value Representations

The paper introduces the task of predicting alignment generalization, which measures how fine‑tuning a language model to follow a specific value affects its behavior across a broad set of other values. Through a large‑scale study of 66 values, the authors show that representations derived from model activations when applying values in context outperform textual description‑based methods, achieving a correlation of 0.45 versus 0.05. They further demonstrate that these representations can predict downstream robustness and help construct a taxonomy of LLM values based on empirical generalization dynamics.

arXiv Machine Learning
Jul 16

Value Drifts: Tracing Value Alignment During LLM Post-Training

arXiv:2510. 26707v2 Announce Type: replace-cross Abstract: As LLMs occupy an increasingly important role in society, they are more and more confronted with questions that require them not only to draw on their general knowledge but also to align with certain human value systems.

By Mehar Bhatia, Shravan Nayak, Gaurav Kamath, Marius Mosbach, Karolina Sta\'nczak, Vered Shwartz, Siva Reddy
arXiv Computation and Language
3d ago

VALCON: Benchmarking and Enhancing Value Consistency in Large Language Models via Dual-Role Variation

VALCON introduces a role-driven framework to benchmark and improve value consistency in large language models (LLMs) by evaluating how well an LLM’s generative outputs align with its evaluative judgments when the same model alternates between generator and evaluator roles. The framework creates three benchmark suites—VAB-Consistency, VAB-Boundary, and VAB-Challenge—using dual-role variation to expose hidden value discrepancies. Experiments across 28 LLMs reveal widespread cross-role inconsistency, and mechanistic probing identifies a role-dependent representational decoupling; a representation-directed intervention is then proposed to mitigate these failures, establishing value consistency as a distinct alignment dimension.

By Junru Wu, Jingting Zheng, Yuqi Ren, Deyi Xiong
arXiv AI
Aug 25

An Empirical Study on Preference Tuning Generalization and Diversity Under Domain Shift

The paper investigates how preference tuning—optimizing language models with explicit preference signals—behaves when applied to new domains. It systematically compares five alignment objectives and several adaptation strategies, such as target‑domain supervised fine‑tuning and pseudo‑labeling, across summarization, question‑answering helpfulness, and safety tasks. Results show that while pseudo‑labeling reduces domain‑shift degradation, it also causes mode collapse, highlighting a trade‑off between generalization and diversity.

By Constantinos Karouzos, Xingwei Tan, Nikolaos Aletras
arXiv AI
Sep 18

Form Over Content In Gradient-Based Data Attribution Methods

The paper investigates what gradient similarity measures in data attribution for large language models. By independently varying task and answer format in supervised fine‑tuning benchmarks, the authors show that gradient alignment is driven by answer format rather than task semantics, with strong alignment for shared formats and none for differing formats. This pattern persists across training stages, model sizes, and families, and is evident in the selections of the LESS data‑selection method, which over‑represents its own answer format.

By Sunwoo Kim, Seokwon Jung, Sohyung Kim, Seong Joon Oh, Alice Oh
arXiv AI
Sep 16

Do LLMs Have Values? A Quantitative Analysis and Alignment Framework for Values in Large Language Models

The paper investigates whether large language models (LLMs) possess intrinsic value systems and how to quantify and align them. By projecting responses from 106 LLMs and 95,000 human survey profiles into a shared sociological space, the authors confirm that LLMs do have values, though these values form a concentrated, idealized core rather than mirroring human diversity. They introduce the Prior-Environment-Cognition (PEC) framework to mathematically define value expression and propose an adaptive Alignment Prescription that identifies minimal interventions—ranging from prompts to targeted parameter updates—to steer LLM values efficiently without harming general performance.

By Keqing Zhang, Jingyu Chen, Yufan Liu, Yongqiang Zhu, Nai Ding, Lai Jiang, Congyan Lang, Bing Li, Weiming Hu