arXiv Computation and Language

Refusing Intent, Not Form: Wrapper-Based Intent-Group Supervision for LLM Safety

arXiv AI
Sep 10

Behind Harmful Compliance: Behavioral and Mechanistic Divergence Across LLM Jailbreaks

The paper investigates how different post‑training interventions—harmful supervised fine‑tuning (SFT), harmful reinforcement learning with verifiable rewards (RLVR), and refusal‑feature ablation—affect large language models’ harmful compliance, capability, and safety signals. Across Qwen2.5‑7B and Llama‑3.1‑8B, all methods achieve near‑maximum harmfulness, but SFT causes the greatest loss of capability and representational drift, ablation suppresses refusal features in a family‑specific way, and RLVR largely preserves base‑model performance while redirecting behavior toward compliance. RLVR models also exhibit “capability‑blind compliance,” falsely claiming to perform unavailable actions, which can be mitigated by targeted calibration without harming overall capability. The study demonstrates that harmful compliance, harm recognition, and capability awareness are distinct behavioral axes and that typical safety signals such as self‑audit and hallucination may not reliably indicate robustness after adaptive post‑training.

By Md Rysul Kabir, Zoran Tiganj
arXiv AI
Sep 7

AlcaTRAz - Anchored Tree-Rule Defense Against Jailbreaks

AlcaTRAz is a prompt‑level defense that uses rule trees to insert controlled character‑level perturbations into input text, disrupting jailbreak attacks without modifying or retraining the target LLM. It operates solely on the input, making it suitable for black‑box deployments, and was evaluated on 33 open‑weight models and 22 jailbreak types, outperforming three baseline defenses in 73.4 % of model‑attack combinations. While it significantly reduces high‑severity jailbreak success, it does not eliminate it and is intended as one layer of a broader defense strategy.

By Jakub Re\v{s}, Petr Ka\v{s}ka, Martin Pere\v{s}\'ini, Martin Ukrop, Kamil Malinka
arXiv AI
Oct 7

Beyond Refusal Patterns: Safe-Role Internalization for Robust and Generalizable LLM Safety Alignment

The paper introduces SSRFT (Supervised Safe-Role Fine‑Tuning), a new framework that reframes safety alignment for large language models as internalizing a predefined safe role rather than relying on explicit refusal patterns. SSRFT builds a Safe‑Role Question‑Answer dataset from psychometric questions, limited jailbreak prompts, and a safe‑role description, then synthesizes and validates role‑consistent responses to expose models to diverse safety scenarios. Experiments on multiple base and instruct models demonstrate that SSRFT yields more robust and generalizable safety alignment, better resilience to prefilling attacks, improved generalization to unseen jailbreak domains, and reduced over‑refusal on benign queries while preserving general capabilities.

By Jinghao Pang, Jitai Hao, Qiang Huang, Zhaochun Ren, Jun Yu