arXiv AI

Beyond Refusal Patterns: Safe-Role Internalization for Robust and Generalizable LLM Safety Alignment

The paper introduces SSRFT (Supervised Safe-Role Fine‑Tuning), a new framework that reframes safety alignment for large language models as internalizing a predefined safe role rather than relying on explicit refusal patterns. SSRFT builds a Safe‑Role Question‑Answer dataset from psychometric questions, limited jailbreak prompts, and a safe‑role description, then synthesizes and validates role‑consistent responses to expose models to diverse safety scenarios. Experiments on multiple base and instruct models demonstrate that SSRFT yields more robust and generalizable safety alignment, better resilience to prefilling attacks, improved generalization to unseen jailbreak domains, and reduced over‑refusal on benign queries while preserving general capabilities.

arXiv Machine Learning
Jun 25

RAS: Measuring LLM Safety Through Refusal Alignment

arXiv:2606. 25750v1 Announce Type: cross Abstract: Safety evaluation of large language models (LLMs) is commonly performed by querying models with unsafe or jailbreak prompts and judging whether their outputs violate a safety policy.

By Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu, Wei-Bin Lee
arXiv AI
Sep 17

Beyond Routine Compliance: Cunning Data Cultivates Safety Vigilance in Large Language Models

The paper introduces "cunning questions"—non‑safety prompts that contain misleading premises or subtle inconsistencies—to train large language models (LLMs) to scrutinize underlying intent and assumptions. Experiments show that incorporating these questions improves robustness against out‑of‑distribution jailbreak attacks and enhances subsequent safety fine‑tuning, achieving a new state‑of‑the‑art reduction in mean ASR from 17.40% to 15.05% across nine backbone–benchmark combinations. The authors argue that this training fosters vigilance, enabling models to prioritize safety judgments before engaging in harmful planning.

By Youjia Wang, Lin Xu, Yang Sun, Yuxiao Lu, Chengfang Fang, Jie Shi
arXiv AI
Sep 7

The Struggle Between Continuation and Refusal: A Mechanistic Analysis of the Continuation-Triggered Jailbreak in LLMs

The paper investigates a continuation-triggered jailbreak in large language models, showing that moving an instruction suffix can markedly boost jailbreak success. By performing mechanistic interpretability at the attention‑head level, the authors reveal that the jailbreak arises from a competition between the model’s natural continuation drive and safety defenses learned during alignment. They introduce Head Competition Steering (HCS), an inference‑time technique that exploits this competition to suppress harmful outputs and distill the approach into a student model for efficient safety improvements.

By Yonghong Deng, Zhen Yang, Ping Jian, Xinyue Zhang, Zhongbin Guo, Chengzhi Li, Junxi Yin
arXiv AI
Jul 7

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

arXiv:2607. 02914v1 Announce Type: new Abstract: Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge.

By Jiyang Guan, Yong Xie, Jun Chen, Jiexi Liu, Zipeng Ye, Defeng Li, Jiayu Shen, Jialing Tao, Hui Xue
arXiv AI
Jul 7

Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types

arXiv:2604. 09544v2 Announce Type: replace-cross Abstract: Large language models (LLMs) undergo alignment training to avoid harmful behaviors, yet the resulting safeguards remain brittle: jailbreaks routinely bypass them, and fine-tuning on narrow domains can induce ``emergent misalignment'' that generalizes broadly.

By Hadas Orgad, Boyi Wei, Kaden Zheng, Martin Wattenberg, Peter Henderson, Seraphina Goldfarb-Tarrant, Yonatan Belinkov
arXiv AI
Sep 2

Validity-Aware Jailbreak Evaluation for Large Language Models

The paper introduces SEAV, a verification‑centric framework for evaluating jailbreak attempts against large language models. SEAV decomposes responses into ordered steps and checks both validity and correctness using LLM‑as‑a‑judge and retrieval‑grounded verification. The method reduces false positives by 14.9 percentage points on a strategic‑dishonesty diagnostic and reclassifies 22.1–51.0% of previously successful jailbreaks as invalid across multiple benchmarks.

By Qilong Wu, Sahil Wadhwa, Pranab Mohanty, Giri Iyengar, Varun Chandrasekaran
arXiv AI
Sep 7

AlcaTRAz - Anchored Tree-Rule Defense Against Jailbreaks

AlcaTRAz is a prompt‑level defense that uses rule trees to insert controlled character‑level perturbations into input text, disrupting jailbreak attacks without modifying or retraining the target LLM. It operates solely on the input, making it suitable for black‑box deployments, and was evaluated on 33 open‑weight models and 22 jailbreak types, outperforming three baseline defenses in 73.4 % of model‑attack combinations. While it significantly reduces high‑severity jailbreak success, it does not eliminate it and is intended as one layer of a broader defense strategy.

By Jakub Re\v{s}, Petr Ka\v{s}ka, Martin Pere\v{s}\'ini, Martin Ukrop, Kamil Malinka