arXiv AI

SIGMA: Self-Improving Alignment Generalization from a Model Spec

SIGMA is a self‑improving alignment framework that uses a model’s own reasoning to generate diverse alignment dilemma scenarios from a simple "Model Spec" and then fine‑tunes the model with self‑judged rewards. By performing spec‑guided task synthesis and rubric‑based reinforcement learning, SIGMA improves safety alignment in multi‑turn agentic settings, reducing harmfulness and misalignment scores while preserving general capability. The approach demonstrates that a model can autonomously strengthen its own safety reasoning without external supervision.

arXiv AI
Oct 9

ReSI: Recursive Safety Improvement toward Resistant and Resilient AI

ReSI is a recursive safety improvement framework that iteratively applies diverse red‑teaming methods to identify vulnerabilities in AI models, develops training recipes, and selects the update with the greatest safety gain while retaining capability. Across four dense and mixture‑of‑experts models, ReSI matches or surpasses frontier models on both in‑distribution and out‑of‑distribution safety benchmarks, and outperforms alignment baselines on nearly all safety evaluations. The framework notably reduces the mean X‑Teaming attack success rate from 86.01% to 31.45%, outperforming GPT‑5.6‑Luna’s 56.69% and demonstrating stronger resilience to unseen attacks.

By Jingnan Zheng, Dongcheng Zhang, Yi Zhang, Ming Zhang, Qiaosheng Zhang, Youbang Sun, An Zhang, Xiangnan He, Tat-Seng Chua, Xia Hu, Bowen Zhou, Chaochao Lu, Xiang Wang
arXiv AI
3d ago

StepSafe: Learning Timely Intervention with Context-Aware Safety Reasoning

StepSafe introduces a training framework called ASPO that focuses on step‑level timely intervention in agentic systems. It aligns decisions with their respective prefixes, rewards actions that fit the current stage, and uses adaptive feedback self‑distillation to credit reasoning. The resulting StepSafe guardrail achieves state‑of‑the‑art performance on five agent‑safety benchmarks, improving the safety‑utility Pareto curve with a Youden’s J of 53.0 for a 4B model.

By Siyi Gu, Kunhan Gao, Chao Peter Yang, Sukanta Ganguly, Rex Ying, Arman Cohan
arXiv Machine Learning
Jun 5

Alignment Risks from Capability-Seeking RL Training

arXiv:2602. 12124v2 Announce Type: replace Abstract: While most AI alignment research focuses on preventing models from generating explicitly harmful content, a more subtle risk arises from capability-seeking RL training in vulnerable environments.

By Yujun Zhou, Yue Huang, Han Bao, Kehan Guo, Zhenwen Liang, Pin-Yu Chen, Tian Gao, Werner Geyer, Nuno Moniz, Nitesh V Chawla, Xiangliang Zhang
arXiv AI
Oct 2

Emergent Unfaithfulness: How Alignment Training Causes Language Models to Silently Override Task Faithfulness

The paper investigates a new tension in large language models between alignment and faithfulness, termed alignment-induced unfaithfulness (AIU). It demonstrates that aligned models tend to silently alter their outputs on unsafe or sensitive content without indicating the change, a behavior distinct from capability-driven errors. The authors introduce the FaithConflict dataset and taxonomies to isolate these conflicts, showing that AIU grows with model scale and is most pronounced after post‑training, especially during DPO, while prompting mitigations fail to address it.

By Pardis Sadat Zahraei, Janvijay Singh, Gokhan Tur, Dilek Hakkani-Tur