arXiv:2608. 09254v1 Announce Type: new Abstract: LLM analytics agents are evaluated on SQL syntax accuracy, but production failures look different: questions with two valid business definitions, questions the warehouse cannot answer, deprecated columns after a schema change, and queries that execute successfully while returning the wrong business number.
By Morris Lee
arXiv:2608. 16663v1 Announce Type: cross Abstract: Direct text-to-SQL asks a language model to do two jobs: interpret the business question and construct the complete relational query.
By Yi Ai
FinRCA-Bench is a deterministic synthetic benchmark comprising 2,250 accounts‑payable‑to‑bank reconciliation cases that span 14 operational tables and include 1,500 injected failures across 15 causal categories. The benchmark hides root‑cause labels and record‑level evidence contracts from models, enabling independent evaluation of evidence retrieval versus reasoning accuracy. Experiments show that retrieval architecture dramatically influences performance, with retrieval improvements raising macro‑required‑record recall from 0.83% to 77.70% and exact 16‑class accuracy from 2.05% to 72.44%.
By Pratik Ghawate
FinRCA-Bench is a synthetic benchmark designed to evaluate evidence retrieval and reasoning in financial AI systems, specifically for accounts‑payable‑to‑bank reconciliation. It contains 2,250 cases across 14 operational tables, with 1,500 injected failures in 15 causal categories and 750 hard‑negative cases, and hides root‑cause labels and evidence contracts to isolate retrieval performance. Experiments show that retrieval architecture dramatically affects accuracy, with structured retrieval methods like Typed Provenance Graph Retrieval vastly improving macro‑recall and exact‑class accuracy compared to dense semantic retrieval or classical ML.
arXiv:2610.17493v1 Announce Type: cross
Abstract: Financial Artificial Intelligence (AI) governance and model risk management (MRM) emphasize independent validation, transparency, and effective chall...
By Piyush Jha, Cruise Song, Zhengyu Li, Yatharth Sejpal
arXiv:2608. 07946v1 Announce Type: cross Abstract: Text-to-SQL benchmarks ship schemas whose column names already say what the columns mean.
By Mike Helwig
arXiv:2608. 07796v1 Announce Type: new Abstract: Large language models perform strongly on medical knowledge benchmarks, but reliable clinical deployment requires agents to conduct defensible investigations over heterogeneous, longitudinal records: determining what evidence is needed, retrieving and reconciling structured and free-text data, grounding conclusions in verifiable evidence, and deferring cases that cannot be resolved reliably.
By Veronica Chatrath, Bryan Zhu, George Pu, Jingxuan Fan, Apaar Shanker, Varun Ursekar, Anahita Sharma, Jason Qin, Keqi Han, Soham Dinesh Tiwari, Soham Dan, Vijay Kalmath, Yuan Li, Daniel Yue Zhang, Chenguang Wang, Zainab Doctor, Zhijun Yin, Nigam H. Shah, Yuan Xue
The paper introduces GROUND, a framework that limits large language model (LLM) analytics to a governed semantic layer for enterprise data warehouses. GROUND supplies approved metrics, dimensions, join paths, filters, and security rules, then validates generated SQL against these constraints before execution, retrying or abstaining on violations. In benchmarks, GROUND eliminates hallucinations across all evaluated categories and prevents row‑level security breaches, outperforming schema‑only, schema‑RAG, and semantic‑only approaches.
By Aravind Sasidharan Pillai
The paper proposes a three‑engine architecture for reliable financial AI, combining a financial knowledge graph, a deterministic optimization engine, and a multi‑agent LLM layer. A coordination layer called context engineering selects and validates query‑specific context from ERP systems and other tools. Observations from 15 deployments show that multi‑agent validation reduces hallucination rates to below 1%, while reusable mappings and templates cut deployment time from six to two weeks.
By Pradeep Kumar GS, Ravi Tanniru
arXiv:2604. 19755v2 Announce Type: replace Abstract: Anti-money laundering (AML) transaction monitoring generates large volumes of alerts that must be rapidly triaged by investigators under strict audit and governance constraints.
By Dorothy Torres, Wei Cheng, Ke Hu
The paper proposes a three‑engine architecture for reliable financial AI, combining a financial knowledge graph, a deterministic optimization engine, and a multi‑agent LLM layer. A coordination layer called context engineering selects and validates context from ERP systems, tools, and tenants to ensure numerical accuracy, traceability, and auditability. Observations from 15 deployments show that graph‑backed multi‑agent validation can reduce hallucination rates from 7‑9% to below 1%, while reusable mappings and validation policies cut deployment time from six to two weeks.
arXiv:2608. 10216v1 Announce Type: cross Abstract: Agent frameworks ship quality gates that compare text blocks by embedding-cosine similarity and decide at a fixed cutoff.
By Scott E. Frias