arXiv AI

A Survey of Secure Retrieval-Augmented Generation

arXiv AI
Jun 9

Securing Retrieval-Augmented Generation: A Taxonomy of Attacks, Defenses, and Future Directions

arXiv:2604. 08304v3 Announce Type: replace-cross Abstract: Retrieval-augmented generation (RAG) extends large language models (LLMs) with external knowledge, but this access path also introduces security risks that existing work often conflates with inherent LLM flaws.

By Yuming Xu, Mingtao Zhang, Zhuohan Ge, Haoyang Li, Nicole Hu, Yongqi Zhang, Zhiyuan Wen, Jason Chen Zhang, Qing Li, Lei Chen
arXiv Machine Learning
Aug 27

Retrieved But Not Reliable: A Survey on Attacks, and Defenses in Retrieval-Augmented Generation

The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.

By Minh Tran, Cuong Dang, Tuc Nguyen, Khanh-Tung Tran, Minh Huynh Nguyen, Trinh Chau, Kien Le, Do Xuan Long, Jiahao Zhang, Hoang D. Nguyen, Thanh Le, Suhang Wang
arXiv Computation and Language
Aug 27

A Layered Security Framework Against Prompt Injection in RAG-Based Chatbots

The paper introduces a three‑layer security framework designed to protect retrieval‑augmented generation (RAG) chatbots from both direct and indirect prompt injection attacks. Layer 1 filters user input with rule‑based patterns and a semantic anomaly classifier; Layer 2 enforces a provenance‑based instruction hierarchy during context assembly; Layer 3 audits model output with a policy rule engine and semantic drift detector. Evaluations on GPT‑4o, Llama 3, and Mistral 7B demonstrate a reduction in attack success rate from 71.4 % to 11.3 %, outperforming existing single‑layer defenses while keeping false positives low and latency acceptable.

By Gulshan Saleem, Nisar Ahmed, Muhammad Imran Zaman, Ali Hassan, Umar Mujahid
arXiv AI
Jul 7

SoK: Systematizing LLM Prompt Security: Taxonomies, Datasets, and Unified Evaluation of Attacks and Defenses

arXiv:2510. 15476v3 Announce Type: replace-cross Abstract: Large Language Models (LLMs) are increasingly used as interfaces to information, code, and real-world services, making prompt-level security failures a practical concern.

By Hanbin Hong, Shuang Wu, Shuya Feng, Nima Naderloui, Shenao Yan, Jingyu Zhang, Ali Arastehfard, Heqing Huang, Yuan Hong
arXiv AI
Sep 16

RAG-CT: Mitigating Privacy Risks on Retrieval-Augmented Generation Systems via Scanning Prompt Distribution

RAG-CT is a defense mechanism designed to protect Retrieval-Augmented Generation (RAG) systems from leaking personally identifiable information (PII). It works by detecting malicious queries through analysis of entropy and margin distributions, applying a score-based detection method. Experiments across four attack strategies and four baseline defenses on two datasets show that RAG-CT significantly reduces PII leakage while outperforming existing defenses, all without altering the underlying LLM or retriever.

By Xingyu Lyu, Jiayimei Wang, Jianfeng He, Ning Wang, Yidan Hu, Yimin Chen