The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.
By Minh Tran, Cuong Dang, Tuc Nguyen, Khanh-Tung Tran, Minh Huynh Nguyen, Trinh Chau, Kien Le, Do Xuan Long, Jiahao Zhang, Hoang D. Nguyen, Thanh Le, Suhang Wang
arXiv:2406.00083v3 Announce Type: replace-cross
Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by retrieving relevant information from external knowledge bases t...
By Jiaqi Xue, Mengxin Zheng, Yebowen Hu, Fei Liu, Xun Chen, Qian Lou
RAG-CT is a defense mechanism designed to protect Retrieval-Augmented Generation (RAG) systems from leaking personally identifiable information (PII). It works by detecting malicious queries through analysis of entropy and margin distributions, applying a score-based detection method. Experiments across four attack strategies and four baseline defenses on two datasets show that RAG-CT significantly reduces PII leakage while outperforming existing defenses, all without altering the underlying LLM or retriever.
By Xingyu Lyu, Jiayimei Wang, Jianfeng He, Ning Wang, Yidan Hu, Yimin Chen
arXiv:2607. 23838v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) lets a large language model answer questions using documents retrieved from an external knowledge base at query time.
By Susil Kumar Mohanty, Rohit Patel, Kosuru Yuvaraj, Jeenal Chaudhary, Disha Singhania
arXiv:2509. 20324v2 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) is an emerging approach in natural language processing that combines large language models (LLMs) with external document retrieval to produce more accurate and grounded responses.
By Atousa Arzanipour, Rouzbeh Behnia, Reza Ebrahimi, Kaushik Dutta
arXiv:2607. 00012v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, effectively mitigating their inherent knowledge limitations.
By Xue Tan, Yi Zheng, Chang Huo, Yunruo Zhang, Yu Liu, Hao Luan, Zhuyang Yu, Xiaoyan Sun, Ping Chen, Jun Dai
arXiv:2606. 18310v1 Announce Type: cross Abstract: Injecting malicious knowledge into retrieval-augmented generation (RAG) systems can manipulate retrieved evidence and mislead downstream generation, posing a serious security threat for AI applications.
By Xinru Liu, Xianglong Zhang, Di Cai, Zhumin Chen, Pengfei Hu, Xin Xin
RAGSentinel is a training‑free, label‑free defense designed for black‑box retrieval‑augmented generation systems. It employs a surrogate encoder to detect hidden‑state shifts caused by retrieved documents, removes shared topic directions, and filters poisoned documents as geometric outliers from a robust majority consensus. The method is proven to recover a poison‑free majority context under honest‑majority and representation‑separation assumptions, and experiments show it keeps attack success rates low while maintaining accuracy across multiple datasets, LLM families, and adaptive attacks.
By Yueyang Quan, Anjun Gao, Yufei Xia, Minghong Fang, Zhuqing Liu
arXiv:2607. 26339v1 Announce Type: new Abstract: Retrieval-Augmented Generation (RAG) systems ground large language models (LLMs) in external corpora, but this reliance exposes them to corpus poisoning: maliciously injected passages that manipulate retrieved evidence.
By Pushkal Kumar, Tucker Nielson, Tanish Kolhe, Shubham Zala, Vincent Li
arXiv:2606. 31639v1 Announce Type: cross Abstract: Large language models are no longer only text generators.
By Seyed Bagher Hashemi Natanzi, Bo Tang
arXiv:2609.00470v1 Announce Type: new
Abstract: Retrieval-Augmented Generation (RAG) grounds large language models in external corpora, but implicit trust in retrieved documents creates a critical at...
By Muhaimin Bin Munir, Akib Jawad Ononto, Nazia Shehnaz Joynab, Bhavani Thuraisingham, Latifur Khan
arXiv:2608. 09001v1 Announce Type: cross Abstract: Black-box privacy scores for retrieval-augmented generation (RAG) are difficult to interpret unless the audited defense's active pipeline hook is known.
By Yanhang Li, Zhichao Fan, Zexin Zhuang