The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.
By Minh Tran, Cuong Dang, Tuc Nguyen, Khanh-Tung Tran, Minh Huynh Nguyen, Trinh Chau, Kien Le, Do Xuan Long, Jiahao Zhang, Hoang D. Nguyen, Thanh Le, Suhang Wang
arXiv:2406.00083v3 Announce Type: replace-cross
Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by retrieving relevant information from external knowledge bases t...
By Jiaqi Xue, Mengxin Zheng, Yebowen Hu, Fei Liu, Xun Chen, Qian Lou
RAG-CT is a defense mechanism designed to protect Retrieval-Augmented Generation (RAG) systems from leaking personally identifiable information (PII). It works by detecting malicious queries through analysis of entropy and margin distributions, applying a score-based detection method. Experiments across four attack strategies and four baseline defenses on two datasets show that RAG-CT significantly reduces PII leakage while outperforming existing defenses, all without altering the underlying LLM or retriever.
By Xingyu Lyu, Jiayimei Wang, Jianfeng He, Ning Wang, Yidan Hu, Yimin Chen
arXiv:2607. 23838v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) lets a large language model answer questions using documents retrieved from an external knowledge base at query time.
By Susil Kumar Mohanty, Rohit Patel, Kosuru Yuvaraj, Jeenal Chaudhary, Disha Singhania
arXiv:2509. 20324v2 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) is an emerging approach in natural language processing that combines large language models (LLMs) with external document retrieval to produce more accurate and grounded responses.
By Atousa Arzanipour, Rouzbeh Behnia, Reza Ebrahimi, Kaushik Dutta
arXiv:2607. 00012v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, effectively mitigating their inherent knowledge limitations.
By Xue Tan, Yi Zheng, Chang Huo, Yunruo Zhang, Yu Liu, Hao Luan, Zhuyang Yu, Xiaoyan Sun, Ping Chen, Jun Dai