arXiv:2406.00083v3 Announce Type: replace-cross
Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by retrieving relevant information from external knowledge bases t...
By Jiaqi Xue, Mengxin Zheng, Yebowen Hu, Fei Liu, Xun Chen, Qian Lou
arXiv:2509. 20324v2 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) is an emerging approach in natural language processing that combines large language models (LLMs) with external document retrieval to produce more accurate and grounded responses.
By Atousa Arzanipour, Rouzbeh Behnia, Reza Ebrahimi, Kaushik Dutta
RAG-CT is a defense mechanism designed to protect Retrieval-Augmented Generation (RAG) systems from leaking personally identifiable information (PII). It works by detecting malicious queries through analysis of entropy and margin distributions, applying a score-based detection method. Experiments across four attack strategies and four baseline defenses on two datasets show that RAG-CT significantly reduces PII leakage while outperforming existing defenses, all without altering the underlying LLM or retriever.
By Xingyu Lyu, Jiayimei Wang, Jianfeng He, Ning Wang, Yidan Hu, Yimin Chen
RAG-Safety-Bench is a benchmark designed to evaluate how retrieval-augmented generation (RAG) affects the safety of large language models (LLMs). It isolates safety impacts by testing four conditions: non-RAG, RAG with an oracle document, RAG with related but non-answer documents, and RAG with random safe documents. Results on five open-source LLMs reveal an inverse relationship between benign and unsafe capabilities, show that baseline safety guardrails do not guarantee safety in RAG, and confirm that even benign documents can trigger unsafe generation.
By Adithiyan Rajan Indira Saravanan, Kathleen C. Fraser
RAG-Safety-Bench is a benchmark designed to evaluate how retrieval-augmented generation (RAG) affects the safety of large language models (LLMs). It isolates safety impacts by testing four conditions: non-RAG, RAG with an oracle document, RAG with related but non-answer documents, and RAG with random safe documents. Results on five open-source LLMs reveal an inverse relationship between benign and unsafe capabilities, show that standard safety guardrails do not guarantee safety in RAG, and confirm that even benign documents can trigger unsafe outputs.
arXiv:2607. 00012v1 Announce Type: cross Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, effectively mitigating their inherent knowledge limitations.
By Xue Tan, Yi Zheng, Chang Huo, Yunruo Zhang, Yu Liu, Hao Luan, Zhuyang Yu, Xiaoyan Sun, Ping Chen, Jun Dai
arXiv:2607. 26339v1 Announce Type: new Abstract: Retrieval-Augmented Generation (RAG) systems ground large language models (LLMs) in external corpora, but this reliance exposes them to corpus poisoning: maliciously injected passages that manipulate retrieved evidence.
By Pushkal Kumar, Tucker Nielson, Tanish Kolhe, Shubham Zala, Vincent Li
arXiv:2609.21573v1 Announce Type: cross
Abstract: Retrieval-Augmented Generation (RAG) improves large language models by grounding outputs in external knowledge sources, but this dependency also crea...
By Pedro Pereira, Eva Maia, Isabel Pra\c{c}a
The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.
By Minh Tran, Cuong Dang, Tuc Nguyen, Khanh-Tung Tran, Minh Huynh Nguyen, Trinh Chau, Kien Le, Do Xuan Long, Jiahao Zhang, Hoang D. Nguyen, Thanh Le, Suhang Wang
arXiv:2604. 08304v3 Announce Type: replace-cross Abstract: Retrieval-augmented generation (RAG) extends large language models (LLMs) with external knowledge, but this access path also introduces security risks that existing work often conflates with inherent LLM flaws.
By Yuming Xu, Mingtao Zhang, Zhuohan Ge, Haoyang Li, Nicole Hu, Yongqi Zhang, Zhiyuan Wen, Jason Chen Zhang, Qing Li, Lei Chen
RAGSentinel is a training‑free, label‑free defense designed for black‑box retrieval‑augmented generation systems. It employs a surrogate encoder to detect hidden‑state shifts caused by retrieved documents, removes shared topic directions, and filters poisoned documents as geometric outliers from a robust majority consensus. The method is proven to recover a poison‑free majority context under honest‑majority and representation‑separation assumptions, and experiments show it keeps attack success rates low while maintaining accuracy across multiple datasets, LLM families, and adaptive attacks.
By Yueyang Quan, Anjun Gao, Yufei Xia, Minghong Fang, Zhuqing Liu
arXiv:2606. 18310v1 Announce Type: cross Abstract: Injecting malicious knowledge into retrieval-augmented generation (RAG) systems can manipulate retrieved evidence and mislead downstream generation, posing a serious security threat for AI applications.
By Xinru Liu, Xianglong Zhang, Di Cai, Zhumin Chen, Pengfei Hu, Xin Xin