The study examines how user context—such as memory, profiles, and role prompts—affects Large Language Models’ (LLMs) financial analysis. Using 3,575 SEC filings and twelve LLMs, the authors distinguish between evidence selection and interpretation, finding that most context spillover arises from differing interpretations under various roles rather than from retrieving different evidence. They evaluate two mitigation strategies—expressing investor mindset as a user profile instead of an assistant role, and separating evidence-based from personalized outputs—both of which reduce but do not eliminate spillover, with effectiveness varying across models.
By Ahmed Asaad, Amr Mohamed, Yang Zhang, Omneya Abdelsalam
The paper investigates how user context—such as memory, profiles, and role prompts—affects large language models’ financial analysis. By testing 3,575 SEC filings across twelve LLMs, the study distinguishes between evidence selection and interpretation, finding that interpretation under different roles drives most user-context spillover. Two mitigation strategies—using a user profile instead of an assistant role and separating evidence-based from personalized outputs—reduce but do not eliminate this spillover, with effectiveness varying by model.
The paper introduces CAPTURE, a system designed to help personalized language agents distinguish genuine preference changes from temporary context shifts or malicious memory poisoning. CAPTURE employs a neural differential-equation belief tracker, a multi-timescale memory ledger, uncertainty-triggered clarification, and counterfactual auditing to resolve ambiguity. Experiments on 480 episodes from 96 users show CAPTURE outperforms baseline methods, limiting poisoning success while accepting most real preference updates.
By S M Asif Hossain, Ruksat Khan Shayoni, Md Kishor Morol
arXiv:2608. 03463v1 Announce Type: new Abstract: Long-term memory is essential for LLM-based agents to sustain interactions and reliably leverage distant history.
By Yuxin Liao, Le Wu, Min Hou, Hao Liu, Han Wu, Zishu Wang
arXiv:2607. 12385v1 Announce Type: new Abstract: A significant challenge in agentic AI is prospective memory: the ability to execute an intention at a specific future cue or state while other activities are ongoing.
By Genglin Liu, Saadia Gabriel
AdaMem introduces adaptive memory policies that allow personalized agents to decide what information to write into long‑term memory based on user preferences for each interaction context. Each policy is updated from periodic feedback and controls subsequent memory writing, aiming to improve relevance and reduce unnecessary memory persistence. In experiments on AdaMem‑Bench, AdaMem raises QA accuracy from 80.0% to 84.35% while cutting persistent memory by 9.27%, though models still struggle to execute policies reliably.
By Xingyu Chen, Rui Wang, Zhaopeng Tu, Liefeng Bo
arXiv:2608. 08446v1 Announce Type: new Abstract: Personalized generation systems retrieve user history by request--memory relevance and inject it into the model context.
By Jing Wang, Zhu Wang, Yifan Guo, Yulong Yang, Yunji Liang
arXiv:2608. 16168v1 Announce Type: cross Abstract: Large language model (LLM) agents increasingly use external memory systems to support personalization by drawing on long and evolving interaction histories, in which user preferences may be distributed across time, change with context, and conflict with earlier evidence.
By Heng Wang, Yifei Li, Lingling Zhang, Pengyu Li, Xinyu Che, Xinyu Zhang, Zesheng Yang
arXiv:2507. 05257v4 Announce Type: replace-cross Abstract: Recent benchmarks for Large Language Model (LLM) agents primarily focus on evaluating reasoning, planning, and execution capabilities, while another critical component-memory, encompassing how agents memorize, update, and retrieve long-term information-is under-evaluated due to the lack of benchmarks.
By Yuanzhe Hu, Yu Wang, Julian McAuley
arXiv:2606. 13177v1 Announce Type: cross Abstract: Large language model (LLM) agents are increasingly expected to operate over long-term interactions, where information from past dialogues must be preserved and recalled to support future tasks.
By Minjae Kim, Jinheon Baek, Soyeong Jeong, Sung Ju Hwang
META (Memory Enhanced Trading Agent) is a new agent-based trading framework that augments large language models with episodic memory. It combines specialized indicator agents—such as Trend, MACD, Stochastic, RSI, SMA, AVWAP, and Heikin‑Ashi—with a Decision Agent that fuses their reports, while a Memory module retrieves and updates past trading episodes encoded as market state embeddings with outcomes and reflections. By recalling relevant experiences and adaptively reweighting signals under similar market regimes, META improves directional accuracy and robustness in short‑horizon evaluations, offering regime‑aware, interpretable, and low‑latency decision‑making for financial trading.
By Nuoyue Xu, Jiang Liu, Wenxuan Huang, Xiang Zhang, Juntai Cao, Jiaqi Wei
arXiv:2606. 10062v1 Announce Type: new Abstract: Foundation-model agents are increasingly long-lived systems that remember users across interactions, making memorization an explicit deployment-time function rather than solely a property of model weights.
By Lei (Rachel), Chen, Guilin Zhang, Kai Zhao, Dalmo Cirne, Andy Olsen, Xu Chu, Zeke Miller, Alet Blanken, Amine Anoun, Jerry Ting