arXiv AI By Thomson D. Nguy (Radiant Institute for Manifold Studies)

Which Rules Matter Now? Policy-Centroid Routing Before an Intelligent System Acts

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arXiv AI
Sep 18

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The paper introduces Governance-as-Code (GaC), a framework that translates the EU AI Act’s technical requirements into 43 machine‑checkable acceptance criteria across six compliance modules. GaC runs within a CI/CD pipeline, producing Article‑indexed audit evidence and providing actual Rego policy code. The authors validate GaC on two enterprise deployments, showing it reproduces manual audit findings—including three penalty‑triggering violations—while reducing audit labor by about 75%.

By Rudrendu Kumar Paul, Sourav Nandy
arXiv AI
Sep 17

Compositional Policy Violations: When Step-Level Compliance Fails In Agentic AI Workflows

The paper introduces the concept of Compositional Policy Violations (CPVs), where each step in an agentic AI workflow passes its individual compliance check, yet the overall execution violates higher‑level policies such as referral thresholds or authority limits. It categorizes CPVs into four types—Authority Creep, Threshold Laundering, Cumulative Sum Violation, and Context Collapse—and argues that the appropriate remedy depends on where the guarded quantity changes. To address this, the authors propose a provenance‑aware runtime architecture that evaluates policies over complete execution traces, recomputing guarded quantities from raw provenance rather than relying on step‑level outputs.

By Ashwini Kurady, Sri Sai Charith Grandhi, Rajesh Gupta, Sumit Mamoria