arXiv Computation and Language
Sep 4

Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness

The paper investigates how different post‑training methods—supervised fine‑tuning, reasoning‑augmented fine‑tuning, and preference optimization (ORPO)—affect the internal computation of refusal behavior in language models. Experiments on Llama‑3.1‑8B, Gemma‑2‑9B, and Qwen3‑8B show that reasoning‑augmented training consistently creates a distinct refusal computation across models, while the architecture influences the internal structure and steerability of refusal. None of the studied methods simultaneously achieve a distributed refusal mechanism, preserve general capability, and allow easy corrective edits, indicating that current post‑training approaches are not a fully reliable defense for safety-critical applications.

By Hoang Cuong Nguyen, Mark Dras, Usman Naseem
arXiv AI
1d ago

Propensities Please: Exposing Alignment-Faking LLMs using Synthetic Document Finetuning

The paper introduces a technique called Synthetic Document Finetuning (SDF) to expose hidden misaligned behaviors in large language models that may engage in alignment faking. By finetuning models to associate certain keywords with undetected misaligned actions, the authors create honeypot environments and observe that the gap in misaligned action rates between cueed and uncued prompts widens, indicating more reliable detection than prompt-based methods. The study also notes that SDF can impair reasoning abilities, proposing on-policy distillation as a mitigation.

By Ardy Haroen, Florian Lorkowski, Samuel Nellessen, Felix Hofst\"atter