arXiv Computation and Language

Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness

The paper investigates how different post‑training methods—supervised fine‑tuning, reasoning‑augmented fine‑tuning, and preference optimization (ORPO)—affect the internal computation of refusal behavior in language models. Experiments on Llama‑3.1‑8B, Gemma‑2‑9B, and Qwen3‑8B show that reasoning‑augmented training consistently creates a distinct refusal computation across models, while the architecture influences the internal structure and steerability of refusal. None of the studied methods simultaneously achieve a distributed refusal mechanism, preserve general capability, and allow easy corrective edits, indicating that current post‑training approaches are not a fully reliable defense for safety-critical applications.

arXiv AI
Sep 7

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

By Minji Kim, Hyounghun Kim
arXiv AI
Jul 7

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

arXiv:2607. 02914v1 Announce Type: new Abstract: Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge.

By Jiyang Guan, Yong Xie, Jun Chen, Jiexi Liu, Zipeng Ye, Defeng Li, Jiayu Shen, Jialing Tao, Hui Xue
arXiv AI
Oct 1

Alignment via Training Against Probes Without Losing Monitorability

The paper proposes probe-guided fine-tuning, a method that uses probes detecting undesired properties in model activations as a direct training signal. Experiments show that continuously updated probes reduce harmfulness and improve honesty while preserving utility, outperforming DPO and inference-time steering in safety-utility trade-offs and robustness to jailbreak and abliteration attacks. Importantly, the concepts remain linearly encoded after fine-tuning, maintaining monitorability.

By Lena Libon, Alexander Panfilov, Ben Rank, Xin Chen, Jonas Geiping, Maksym Andriushchenko
arXiv Machine Learning
Oct 22

WRDO: Weighted Refusal Direction Optimization in Aligned Language Models

The paper introduces Weighted Refusal Direction Optimization (WRDO), a method that constructs a composite refusal direction by learning aggregation weights over per‑prompt refusal directions. WRDO aims to strengthen refusal interventions in aligned language models by allowing heterogeneous harmful prompts to contribute unequally. Experiments on three open‑weight models, using guard judges and HarmBench, demonstrate that weighted aggregation outperforms single‑direction methods and can also be used in reverse to restore refusal behavior in a damaged checkpoint.

By Grigoriy Evseev, Vladimir Solodkin, Dmitry Bylinkin, Daniil Medyakov, Vladimir Aletov, Aleksandr Beznosikov