arXiv AI
1d ago

A Zeroth-Order Paradigm for LLM Preference Alignment

The paper introduces Comparison-based Preference Optimization (ComPO), a zeroth-order method that aligns large language models with human preferences using comparison oracles instead of direct differentiable loss optimization. It provides theoretical convergence guarantees for both offline and online variants under smoothness, gradient sparsity, and oracle compatibility assumptions, and establishes performance bounds under local coverage and in-distribution reward accuracy. Experiments on several LLMs (Mistral, Llama, Gemma-2, Qwen3, Gemma-3) show that ComPO outperforms existing direct alignment methods, achieving higher length-controlled win rates and diagnostics that suggest mitigation of likelihood displacement.

By Peter Chen, Xi Chen, Wotao Yin, Tianyi Lin
arXiv AI
Jun 10

A Comprehensive Survey of Direct Preference Optimization: Datasets, Theories, Variants, and Applications

arXiv:2410. 15595v4 Announce Type: replace Abstract: With the rapid advancement of large language models (LLMs), aligning policy models with human preferences has become increasingly critical.

By Wenyi Xiao, Zechuan Wang, Leilei Gan, Shuai Zhao, Zongrui Li, Ruirui Lei, Wanggui He, Luu Anh Tuan, Long Chen, Hao Jiang, Zhou Zhao, Fei Wu
arXiv AI
Aug 26

Preference Data Selection for Mitigating the Alignment Tax in Large Language Models

The paper introduces BALIGN, a balanced data selection strategy designed to reduce catastrophic forgetting—referred to as the alignment tax—in large language models during preference-based alignment. By analyzing preference optimization gradients, the authors identify three data-centric features that influence parameter drift: the reference model's log-probability margin, token length differences between chosen and rejected responses, and TF‑IDF similarity to general capability corpora. BALIGN aggregates these features into a composite risk score to filter out high-risk preference samples, thereby preserving foundational capabilities while maintaining alignment gains with minimal computational overhead.

By Minsu Kim, Jianxun Lian, Xing Xie, Steven Euijong Whang