A Survey of Secure Retrieval-Augmented Generation
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arXiv:2604. 08304v3 Announce Type: replace-cross Abstract: Retrieval-augmented generation (RAG) extends large language models (LLMs) with external knowledge, but this access path also introduces security risks that existing work often conflates with inherent LLM flaws.
arXiv:2606. 31639v1 Announce Type: cross Abstract: Large language models are no longer only text generators.
The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.
arXiv:2406.00083v3 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by retrieving relevant information from external knowledge bases t...
arXiv:2606. 18310v1 Announce Type: cross Abstract: Injecting malicious knowledge into retrieval-augmented generation (RAG) systems can manipulate retrieved evidence and mislead downstream generation, posing a serious security threat for AI applications.
The paper introduces a three‑layer security framework designed to protect retrieval‑augmented generation (RAG) chatbots from both direct and indirect prompt injection attacks. Layer 1 filters user input with rule‑based patterns and a semantic anomaly classifier; Layer 2 enforces a provenance‑based instruction hierarchy during context assembly; Layer 3 audits model output with a policy rule engine and semantic drift detector. Evaluations on GPT‑4o, Llama 3, and Mistral 7B demonstrate a reduction in attack success rate from 71.4 % to 11.3 %, outperforming existing single‑layer defenses while keeping false positives low and latency acceptable.