arXiv AI

Governance at the Boundary: How Agent Decomposition Degrades Policy Compliance

arXiv:2608. 16055v1 Announce Type: new Abstract: Existing agent benchmarks ask whether the agent finished the task.

arXiv AI
Aug 13

Governing Agentic AI in FinTech

arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.

By Henry Han
arXiv AI
2d ago

Verify Claims, Not Scores: Evidence-Based Verification of Modular Agents

The paper proposes a claim‑specific verification audit for modular agents that replaces aggregate task scores with evidence‑based evaluations. Each agent conclusion is recorded with supporting evidence and classified as supported, unsupported, unresolved, or not evaluated, along with the boundary of validity. The audit employs three tools—oracle policies, perfect component replacements, and verifier‑score tests—to trace value changes, locate lost value, and assess verifier effectiveness, demonstrated on a portfolio‑allocation agent in a synthetic market.

By Ali Atiah Alzahrani
arXiv AI
Aug 20

One Gate Is Not Enough: Composing Stateful Pre-Action Controls for Agentic AI

The paper investigates how multiple pre‑action controls—authority, resource, and evidence gates—interact in agentic AI systems. It formalizes remediation‑induced control coupling, showing that remediation can invalidate earlier judgments and that the order of remediation matters. The authors propose a remediate‑and‑regate protocol to restore soundness, analyze non‑commuting remediation operators, and demonstrate the approach on a deterministic open‑data artifact with three published engines.

By Gaston Besanson
arXiv AI
Sep 7

FinalityBench: An Effect-Level Benchmark for Agent Decisions Under Delayed and Conflicting Financial Finality

FinalityBench is an executable benchmark that tests how agents decide on shipping, re‑capturing, refunding, or waiting when a merchant’s payment processor, ledger, ERP, and bank feed receive delayed, duplicated, dropped, or reordered messages, causing contradictory beliefs about an order. The benchmark uses a hidden canonical event log and faulted delivery streams to generate system views, scoring each episode by the merchant’s terminal economic position relative to a privileged reference. It contains 321 tasks, including 45 twin pairs where all four views are identical yet the correct disposition differs, and evaluates nine programmatic policies, revealing that a ship‑on‑first‑sign policy performs best by accuracy but worst by paired loss, while a runtime‑gated irreversible‑action policy achieves 85.4% accuracy without losing money.

By Abhishek Sharma
arXiv AI
Sep 25

Who Holds the Pen? Let Specifications, Not Agents, Sign Off

The paper argues that large language model agents should not be the sole authority on whether they have satisfied a task. It identifies two gaps—understanding–execution and state–authority—where agents may claim completion without actually meeting the specification. The authors propose SpecHarness, a framework that separates agent proposals from authoritative state by requiring evidence from qualified providers to confirm compliance, and demonstrate its effectiveness on guideline‑following and artifact‑generation tasks.

By Haiqing Li, Xin Ma, Yinhao Wu, Wenliang Zhong, Feng Jiang, Thao M. Dang, Xiao Hu, Hehuan Ma, Yuzhi Guo, Junzhou Huang