arXiv AI

Why Do AI Agents Break Rules? How Framing, Context, and Social Signals Shape Compliance

arXiv:2608. 12323v1 Announce Type: cross Abstract: Specifying a penalty can paradoxically convert a legal obligation into a cost-benefit calculation that favors violation.

arXiv AI
Sep 17

PACT: Can Enterprise AI Assistants Be Trusted Under Pressure?

The paper introduces PACT, a benchmark designed to evaluate how well enterprise AI assistants follow compliance rules when faced with various pressures such as persistent users or hurried managers. PACT covers twelve regulated domains and forty-eight realistic multi‑turn scenarios, pairing each rule with a shortcut that violates it and applying different pressures across wording and system‑prompt modes. Using PACT, the authors profile six metrics of compliance and aggregate them into a PACTScore, revealing significant variability among 22 LLM models and that even top performers misapply rules 6–10% of the time, with user pressure increasing violations by 65% on average.

By Mika Okamoto, Ansel Kaplan Erol
arXiv AI
Sep 18

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The paper introduces Governance-as-Code (GaC), a framework that translates the EU AI Act’s technical requirements into 43 machine‑checkable acceptance criteria across six compliance modules. GaC runs within a CI/CD pipeline, producing Article‑indexed audit evidence and providing actual Rego policy code. The authors validate GaC on two enterprise deployments, showing it reproduces manual audit findings—including three penalty‑triggering violations—while reducing audit labor by about 75%.

By Rudrendu Kumar Paul, Sourav Nandy
arXiv Computation and Language
Aug 25

Grounded Normative Rule Generation with Structured Search

The paper introduces Grounded Normative Rule Generation (GNRS) and a new framework called GNRS-Search that uses Markov Chain Monte Carlo sampling to optimize a discrete And-Or Graph for rule synthesis. By separating operational feasibility from prose generation, the method localizes rule failures before final text creation. Evaluations on GNRS-Bench and RealCharter-Bench show significant improvements in rubric quality and executable metrics, demonstrating that the gains come from robust operational logic rather than stylistic tuning.

By Fanqi Kong, Huaxiao Yin, Ruijie Zhang, Xiaoyuan Zhang, Yizhe Huang, Jian Gao, Shuo Chen, Song-Chun Zhu