arXiv AI

Oculi: A Conversational Agentic Platform for Automated Credit Risk Analysis

arXiv AI
Aug 20

StocksTalk: A Voice-Enabled Conversational Agent for Structured Query Generation over Web Data

StocksTalk is a voice‑enabled conversational agent that turns spoken financial screening requests into validated structured queries over real‑world market data. It integrates streaming speech recognition, retrieval‑augmented constraint extraction, schema‑grounded LLM‑based SQL generation, rule‑based validation, and human‑in‑the‑loop verification, exposing intermediate reasoning artifacts for user inspection. A benchmark of 150 spoken prompts shows that its retrieval grounding, constrained query generation, and interactive verification improve constraint extraction accuracy, SQL executability, logical consistency, and multi‑turn stability over baseline LLM approaches.

By Akshat Parmar, Vikranth Udandarao, Abhay Shakya, Tanmay Hire, Avinash Anand, Rajiv Ratn Shah, Daniel Wang Zhengkui
arXiv AI
Aug 6

FinRpt: Dataset, Evaluation System and LLM-based Multi-agent Framework for Equity Research Report Generation

arXiv:2511. 07322v3 Announce Type: replace-cross Abstract: While LLMs have shown great success in financial tasks like stock prediction and question answering, their application in fully automating Equity Research Report generation remains uncharted territory.

By Song Jin, Shuqi Li, Shukun Zhang, Rui Yan
Hugging Face Trending Papers
Jun 22

IPO Finance Agent: Evaluation of LLM Financial Analysts beyond Finance Agent v2, with Automated Rubric Generation -- the Case of the SpaceX (SPCX) IPO

Finance Agent v2 (by Vals AI) has emerged as the reference benchmark for evaluating both Anthropic Claude and OpenAI ChatGPT frontier language models on financial tasks. However, it narrowly deals with periodic reporting from publicly traded companies (SEC 10-K and 10-Q filings), and its agentic harness relies on naive, unenriched chunk retrieval.

arXiv Computation and Language
3d ago

TxSum: User-Centered Ethereum Transaction Understanding with Micro-Level Semantic Grounding

TxSum introduces a user-centered approach to understanding Ethereum transactions by providing structured, risk-aware explanations grounded at the token‑flow level. The authors built a dataset of 187 complex transactions with 2,375 token‑flow annotations and transaction‑level summaries, and developed MATEX, a multi‑agent framework that retrieves external knowledge and audits explanations for factual consistency. MATEX outperforms existing baselines, improving user comprehension from 52.9% to 76.5% and increasing malicious‑transaction rejection from 36.0% to 88.0% while keeping false‑rejection rates low.

By Zifan Peng, Jingyi Zheng, Yule Liu, Huaiyu Jia, Qiming Ye, Jingyu Liu, Xufeng Yang, Mingchen Li, Qingyuan Gong, Xuechao Wang, Xinlei He
arXiv AI
Aug 20

FinSkillBench: Evaluating AI Agents and Domain Skills for Investment Management

FinSkillBench is an evaluation suite that tests whether language model agents can use financial domain skills to solve investment management tasks across portfolio construction, risk management, and fundamental analysis. The benchmark contains 12 subtasks with 2,603 episodes, each providing point‑in‑time inputs, hidden ground truth, and a verifier. Experiments show that curated skill packages improve performance significantly, while self‑generated skills offer little benefit, indicating that reliable procedural skills are crucial for effective AI agents in this domain.

By Jermyn Zhen Yong Bek, Zhuang Qiang Bok, Zhongtian Sun