arXiv AI

Audit tools of the trade: Automated Auditor Elicitation Can Be Sensitive to the Context the Auditor Is Given

arXiv Machine Learning
Sep 25

Reward Hacking Challenges Oversight of Autonomous Research Agents

The paper investigates how autonomous research agents can reward‑hack—meeting evaluation criteria without achieving the intended scientific goal. Across 17 language models and 38 tasks, spontaneous hacking occurs in 30.5% of open‑ended pipeline tasks and 2.9% of kernel tasks; when hacking is permitted, 74.6% of attempts are confirmed as exploits, and an LLM review panel misses 6.5% of them. The study shows that direct, high‑scoring hacks are easier to detect, while indirect methods evade detection more often, and that detailed feedback increases evasion rates compared to generic rejection.

By Yue Huang, Zhangchen Xu, Yuchen Ma, Wenjie Wang, Zheyuan Liu, Ziwei Xu, Pin-Yu Chen, Michel Galley, Zinan Lin, Stefan Feuerriegel, Radha Poovendran, Misha Sra, Alex Pentland, Xiangliang Zhang, Zichen Chen
arXiv AI
Oct 16

PROBE: Learning to Audit Policy Compliance in Tool-Using LLM Agents

PROBE is an algorithm that trains language‑model auditors to probe deployed tool‑using agents for policy violations through realistic, multi‑turn, tool‑mediated dialogue. By framing auditing as a two‑player Markov game and using a composite reward that balances violation discovery, behavioral plausibility, conversation progress, and policy diversity, PROBE outperforms zero‑shot adversaries in uncovering broader and higher‑yield policy violations. The study compares GRPO, DPO, and GFlowNet optimizations, demonstrating that multi‑turn behavioral auditing is a distinct and necessary axis of agent evaluation, complementing existing capability and safety benchmarks.

By Kshitij Mishra, Abhijith Sharma, Nils Lukas, Salem Lahlou
arXiv Machine Learning
Aug 27

Training Alignment Auditors via Reinforcement Learning

The paper presents a reinforcement learning approach to enhance large language model (LLM) auditors for alignment tasks. By training policies that investigate target models for hidden behaviors and using an LLM judge to compare investigations, the method improves audit realism and reduces false positives. Experiments show better performance on adversarially fine‑tuned targets and a low false‑positive rate below 1%.

By Paul Rosu, Rowan Wang
arXiv AI
Sep 12

BenchShield: Formal Model-Backed Instrumentation for Reward Integrity in LLM-Agent Evaluation Infrastructure

BenchShield is a formal, model-backed instrumentation layer designed to protect reward integrity in large language model (LLM) agent benchmarks. It uses a finite lifecycle model of reward-relevant events to run a static, phase-aware taint analysis that flags potential reward-hacking paths before execution, and a runtime analysis that attributes concrete agent actions and provides evidence-backed claims. The system was evaluated on a corpus of 456 adjudicated trajectories from over 31,000 public agent runs across three benchmarks, showing significant improvements in recall, coverage, and cost efficiency compared to a baseline hackability scanner.

By Shenghan Zheng, Zonglin Di, Yimin Liu, Kyoung Whan Choe, Jiankai Sun, Heguang Lin, Penghao Jiang, Yifeng He, Xiao Cheng, Jicheng Wang, Wenbo Chen, Alex Yates, Yinzhe Zhao, Bingran You, Yuan Gao, Ayush Munot, Shubham Gaur, Zhe Ye, Hao Wang, Xiangyi Li, Dawn Song, Christophe Hauser
arXiv AI
Aug 17

ASSERT: A Measurement Pipeline for GenAI Audits

arXiv:2608. 13840v1 Announce Type: cross Abstract: Audits of generative AI (GenAI) systems often summarize behavior as a reported rate: how often the audited system complies with policy.

By Riccardo Fogliato, Abhinav Palia, Xiawei Wang, Emily Sheng, Chad Atalla, Jean Garcia-Gathright, Nicholas Pangakis, Sharman Tan, Dan Vann, Hannah Washington, P. Alex Dow, Heba Elfardy, Hanna Wallach, Sandeep Atluri