arXiv Machine Learning

SIRF: A Spec-Internalized Risk Foundation Model for Industrial Content Risk Control

The paper introduces SIRF, a Spec-Internalized Risk Foundation Model designed for industrial content risk control. SIRF internalizes complex platform policies through EntiGraph, MAGA rewriting, and account-level chain-of-thought, then embeds them into the model weights via continued pretraining, enabling high‑precision, ultra‑low‑latency verdict‑only deployment. In controlled comparisons, SIRF‑8B‑SFT achieves a 71.3% Black Recall@P95—15.1 percentage points higher than a baseline—using only ~70 M CPT tokens and improves mis‑penalization recovery by 20% in a tree‑model adjudication layer.

arXiv AI
Oct 28

CASEL: Consequence-Aware Selective Execution for Reliable Long-Horizon Tool-Using Agents

CASEL (Consequence-Aware Selective Execution Layer) is a runtime allocation policy for tool‑using language agents that chooses among direct execution, verification, sandboxing, clarification, approval, and abstention for each proposed tool call. It combines calibrated failure probability, state‑dependent consequence, reversibility, ambiguity, and evidence freshness to minimize a per‑mode cost. In controlled simulations, CASEL cuts harmful‑side‑effect trajectories from 14.75 % to 7.02 % and reduces mean normalized harm from 0.184 to 0.123 compared to an uncertainty‑ranked gate.

By Yanyan Zhang, Fei Shen, Ting Yan, Hao Zhang
arXiv Machine Learning
Oct 15

Calibration and Risk-Budgeted Decisions with System One Models

The paper investigates how large language model (LLM) workflows and agents make binary decisions—such as allowing or blocking an input—when human deferral is not possible. It proposes using System One decision scores that default to a conservative fallback in uncertain cases and control false omission risk within the subset of inputs that receive the utility‑maximizing action. Experiments on six datasets spanning moderation, safety, and reranking show that naive threshold baselines often exceed target risk, whereas a Learn‑Then‑Test approach achieves only 7.8% risk, demonstrating the limitations of probability‑like interfaces and the benefits of risk‑budgeted selection.

By Soundouss Messoudi, Youness Mansar
arXiv Computation and Language
Oct 1

Safety Monitors Mostly Catch What the Model Already Refuses

The paper evaluates safety monitors by measuring recall only on prompts that the target model actually answers, rather than on all harmful prompts. Across several guard systems, recall at a 1% false‑positive rate drops sharply when focusing on answered prompts, with monitors catching refused requests 1.1–6.4 times more often than answered ones. Rewriting prompts to be less explicit dramatically increases compliance and reveals that many harmful requests slip past monitors, especially when phrasing is softened. Fine‑tuning guards on these rewritten prompts improves recall from 0.24 to 0.89 on answered requests and generalizes to unseen benchmarks.

By Sripad Karne
arXiv AI
Sep 23

Self-Healing Harness for Runtime Oversight of Agent Self-Modification

The paper introduces a self‑healing harness that enforces admission control over language‑model agents’ self‑modifications. The harness runs a Detect‑Notice‑Heal‑Validate loop, allowing agents to propose rule changes that are only granted persistent authority after demonstrating improvement on a failure case without regressing on protected cases. Across 16 benchmark runs, the harness rejected many locally beneficial proposals that caused collateral regressions, while improving task‑completion scores and reliability.

By Sina Tayebati, Divake Kumar, Nastaran Darabi, Ranganath Krishnan, Amit Ranjan Trivedi
arXiv AI
Oct 16

Auditing Escalation Reliability in Healthcare LLM Agents: A Perturbation-Controlled Benchmark of Workflow-State Failures

The paper introduces a benchmark of 400 synthetic healthcare workflow episodes to evaluate large language model (LLM) agents’ reliability in escalating care when evidence is missing or conflicting. It finds that while clean decision accuracy is high (0.97), models miss a large proportion of necessary escalations (32–97%) under uncertainty, and even the largest 9.7B model’s performance drops to 0.78 in conflict scenarios. A workflow-aware controller improves utility and reduces missed escalations, but its effectiveness is limited by lexical generalization failures.

By Zihao Zheng (Washington University in St. Louis), Junyi Yao (Washington University in St. Louis), Baichuan Li (Southern Methodist University), Jiayu Long (Washington University in St. Louis)
arXiv Computation and Language
Oct 27

Evaluating DeepSeek V4.1 Flash-1017 for loss of control and harmful manipulation risks

arXiv:2610.35671v1 Announce Type: new Abstract: As frontier language models grow increasingly capable and autonomous, independent third-party evaluations are critical for characterizing their systemi...

By Yao Huang, Zhiyuan Zeng, Yu Wang, Zhitong Zhu, Dingcheng Duan, Hao Li, Shangzhi Xu, Yifan Wang, Jinzhe Tu, Shukun Xiong, Yihe Zang, Han Yan, Hongchang Yang, Fuyu Gu, Wei Xu, Yinpeng Dong, Xiaojian Li