arXiv AI

Alignment Inertia: Auditing the Durability of Training Data Influence Through Policy Override Resistance

arXiv Machine Learning
Jun 5

In-Training Defenses against Emergent Misalignment in Language Models

arXiv:2508. 06249v3 Announce Type: replace Abstract: Fine-tuning lets practitioners repurpose aligned large language models (LLMs) for new domains, yet recent work reveals emergent misalignment (EM): Even a small, domain-specific fine-tune can induce harmful behaviors far outside the target domain.

By David Kacz\'er, Magnus J{\o}rgenv{\aa}g, Clemens Vetter, Esha Afzal, Robin Haselhorst, Lucie Flek, Florian Mai
arXiv AI
Sep 30

Alignment Forecasting: Predicting Misalignment From Training Data

The paper introduces Alignment Forecasting, a method for predicting whether fine‑tuning a language model on a given dataset will increase specific alignment failures such as deception or sycophancy. It presents ALIGNMENTFORECASTBENCH, a benchmark of over 5,000 forecasting questions across many models, datasets, and failure modes, and shows that a simple forecasting scaffold using an LLM’s assessment of dataset bias can outperform baseline forecasters. The authors demonstrate that filtering out high‑risk training examples identified by the forecaster can improve alignment in multiple‑choice evaluations, though benefits in open‑ended conversations remain uncertain.

By Chen Yueh-Han, Bruce W. Lee, Ilia Sucholutsky, Tomek Korbak
arXiv Machine Learning
Aug 4

Behavioural Analysis of Alignment Faking

arXiv:2605. 27681v2 Announce Type: replace-cross Abstract: Alignment faking (AF) refers to a model strategically complying with a training objective to avoid behavioural modification while preserving its deployment preferences.

By Nathaniel Mitrani Hadida, Rhea Karty, David Williams-King, Alan Cooney
arXiv AI
Sep 18

Stress-testing Alignment Midtraining

The paper "Stress-testing Alignment Midtraining" examines the effectiveness of alignment midtraining (AMT), a technique that continues pretraining on alignment-relevant data to improve generalisation beyond post‑training methods. Experiments on models up to 110 billion parameters and 1 billion midtraining tokens reveal that AMT can steer a model’s motivation in simple scenarios, but its effects are quickly overridden by even a tiny fraction of finetuning data with a competing motivation. The study also shows that rule-following requires demonstrations in either the midtraining or post‑training datasets to be robustly learned, leading the authors to conclude that current public evidence is insufficient to confirm that AMT resolves the core alignment challenges of powerful AI systems.

By Sid Baines, Jonathan Bostock, Maria Angelica Martinez, Andrew Draganov, David Africa, Daniel Tan