arXiv AI By Chao Chen, Pengyang Shao, Wei Qin, Shijie Hao, Fei Shen, Richang Hong

Revisiting Over-refusal in Safety-aligned Large Language Models: A Representation and Optimization Perspective

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The paper investigates why safety‑aligned large language models still over‑refuse harmless queries, attributing the issue to overlapping representations in deeper layers and imbalanced gradient coupling that favors refusal. It proposes GOAL, a framework that orthogonalizes over‑refusal gradients against a low‑rank refusal subspace and adds contrastive learning to sharpen harmful‑vs‑over‑refusal representation separation. Experiments show GOAL reduces over‑refusal while maintaining safety and general performance.

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arXiv AI
Sep 7

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

By Minji Kim, Hyounghun Kim