arXiv Machine Learning By Niclas G\"oring, Shuofeng Zhang, Branton DeMoss, Ard A. Louis

Escaping Parameter Space: Tight Generalization Bounds via Representation Quality

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The paper presents a tight generalization bound for deterministic neural networks that relies on the quality of their last hidden layer representations rather than traditional parameter-space metrics. By using a parameter‑free k‑nearest‑neighbor classifier to assess representation quality, the bound decomposes into three measurable components—local class geometry, decoder‑network agreement, and training stability—providing both a non‑vacuous certificate and a diagnostic tool for understanding generalization. Experiments show the bound achieves an 8.0‑percentage‑point gap to test error on CIFAR‑10 with ResNet‑18, yields the first non‑vacuous certificates on CIFAR‑100, and certifies 1.4 % on CIFAR‑10 and 23.1 % on 1,000‑class ImageNet using frozen DINOv2 representations.

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arXiv Machine Learning
Sep 21

On the Limits of Maximal Coding Rate Reduction for Out-of-Distribution Generalisation

The paper investigates the limits of the maximal coding rate reduction (MCR²) framework for out‑of‑distribution (OOD) generalisation. It shows that MCR² can lead to complete prediction failure under distribution shift, even when a perfectly stable feature is available, and that adding invariance principles from IRM or REx does not resolve this issue. The authors conclude that additional assumptions or learning principles are needed to guarantee stable OOD predictions with MCR².

By Menghui Zhou, Gaoshan Bi, Vitaveska Lanfranchi, Po Yang