Governing Agentic AI in FinTech
arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.
arXiv:2608. 09025v1 Announce Type: new Abstract: Financial agents can turn correct context into an unauthorized effect: a customer-facing commitment, trade, or deployed policy.
arXiv:2608. 11344v1 Announce Type: cross Abstract: Financial institutions are delegating consequential decisions to agentic AI systems that decompose goals, coordinate models and tools, and act with little oversight.
arXiv:2608. 12654v1 Announce Type: new Abstract: Long-running LLM agents act through tools, and a single step can send an email, merge a pull request, or wire a payment.
arXiv:2607. 25364v1 Announce Type: new Abstract: Tool-using agents expose structured calls but commonly attach free-form rationales.
arXiv:2606. 04104v1 Announce Type: cross Abstract: Agent systems execute through runtimes with very different control points: local coding tools, framework SDKs, managed agent platforms, API gateways, and observer-only integrations.
arXiv:2606. 12320v1 Announce Type: new Abstract: Enterprise security was built to govern data boundaries: the protected surface was data at rest and in transit, and the controls -- access control, data-loss prevention, perimeter inspection -- governed crossings of that boundary.
arXiv:2608. 16055v1 Announce Type: new Abstract: Existing agent benchmarks ask whether the agent finished the task.
arXiv:2607. 10487v1 Announce Type: cross Abstract: LLM agents can commit durable effects from authority evidence that was valid earlier in execution: a DOM snapshot, approval epoch, version witness, branch token, or worker result.
arXiv:2607. 08028v1 Announce Type: new Abstract: Enterprise large language model (LLM) applications often begin as prototypes whose behavior is carried by prompts and retrieval context.
arXiv:2608. 16402v1 Announce Type: new Abstract: Large language model-based agentic frameworks primarily optimize capability: whether an agent can reason, retrieve information, call tools, delegate work, and complete a goal.
arXiv:2606. 18021v1 Announce Type: new Abstract: AI systems deployed in legal workflows hallucinate at rates that aggregate metrics report at ~52%, but this average conceals where errors concentrate and in which direction they run, leaving compliance officers without an actionable signal for trustworthy deployment.
arXiv:2606. 28679v1 Announce Type: cross Abstract: Tool-using LLM agents increasingly read untrusted content while holding side-effecting tools such as payments, email, CRM, and infrastructure APIs, yet common framework defaults still conflate tool exposure with authorization.
arXiv:2607. 19409v1 Announce Type: new Abstract: Recent advances in large language models have accelerated deployment of agentic systems in operational finance.