arXiv Machine Learning

Detection != Reliable Control: Decodable Empathy Directions Yield at Most Partial Shifts in Automated Empathy Scores

The study examines whether a decodable "empathy" direction can be used as a reliable causal lever in language models. Using EPITOME-derived facets of Recognition (cognitive) and Resonance (affective) across three instruction‑tuned LLMs, the authors find that while affective steering can partially raise affective scores, cognitive steering shows inconsistent or unmeasurable effects. The results highlight that decodability does not guarantee reliable control, especially for cognitive empathy, and that measurement sensitivity must be explicitly checked.

arXiv Machine Learning
Jun 16

Faithful Action-unit Causal Reasoning for Counterfactually Faithful Emotion Explanations

arXiv:2606. 15779v1 Announce Type: cross Abstract: Multimodal models can name the action units (AUs) behind a facial emotion, but their AU->emotion rationales are typically plausible rather than faithful: nothing forces the AUs a model invokes to be the AUs that actually drive its prediction.

By Van Thong Huynh, Hong Hai Nguyen, Thuy Pham, Trong Nghia Nguyen, Soo-Hyung Kim
arXiv Computation and Language
Oct 7

The Failure Is in the Readout: Fine-Grained Emotion Recognition Benchmarks Measure Elicitation, Not Perception

The paper introduces EmoNet‑Face‑HQ, a fine‑grained emotion recognition benchmark that uses generated portraits and a 40‑category taxonomy to evaluate vision‑language models (VLMs). It finds that VLMs perform poorly when asked to generate responses but can match or surpass a fine‑tuned model (Empathic‑Insight‑Face) when their logits are read directly as binary queries. The study shows that the benchmark’s difficulty lies in the readout process rather than in perception, and that graded probability outputs yield better performance than simple yes/no questions.

By Tobias Hallmen, Fabian Deuser, Robin-Nico Kampa, Norbert Oswald, Elisabeth Andr\'e
arXiv AI
1d ago

Evolving Support Priorities in Empathetic Reinforcement Learning

The paper identifies a mismatch in empathetic reinforcement learning: current methods use fixed reward specifications while support priorities change with dialogue state. It introduces Context‑Adaptive Rubric Evolution (CARE), which dynamically adjusts weights for cognitive, affective, and proactive empathy at each turn, trained via supervised fine‑tuning and preference‑based reinforcement learning. CARE, integrated with RLVER and MICA, achieves state‑of‑the‑art results on SentientBench, EQBench3, and EMPA, notably boosting EPM‑Idx by up to 55 points under the Gemini‑2.5‑Pro judge.

By Pengyu Huang, Zhiyuan Han, Wenwen Tong, Hewei Guo, Jiangnan Chen, Sirui Chen, Lewei Lu, Beier Zhu, Xun Yang
arXiv AI
Aug 20

Nine Emotion Centroids: A Label-Free Valence Axis That Transfers Across Four Modalities

The paper demonstrates that a single internal direction in modern language models—called the valence axis (V-axis)—captures how positive or negative a sentence feels. By using only nine emotion category names and 50 short narrative paragraphs per emotion, the authors identify this axis via principal component analysis of frozen encoder embeddings, achieving 93% of supervised performance on SST‑2 and strong correlations with human valence ratings across images, audio, and brain recordings. The method transfers across modalities without target‑modality labels, but works only for continuous attributes and is specific to certain model families.

By Yousef Radwan
arXiv AI
Jul 7

Where do LLMs Fall Short in CBT-Guided Affective Reasoning?

arXiv:2607. 02885v1 Announce Type: cross Abstract: Cognitive Behavioral Therapy (CBT) provides a structured framework for understanding a user's mental state by examining the interaction between cognitive and behavioral factors.

By Vaishnavi Sinha, Pooja Guttal, Pranay Deep Reddy Katike, Vishal Sinha, Gerald Ndawula, Lira Yoon, Andrea Kleinsmith, Manas Gaur
arXiv Machine Learning
Sep 17

No Usable Linear "Capitulation Direction" in Two Small LLMs: A Validation Protocol for Activation-Steering Claims, and a Cross-Family Behavioral Study of Sycophancy Under Pushback

The study examines how two small instruction‑tuned language models, Qwen2.5‑1.5B and Llama‑3.2‑1B, respond to user pushback on TriviaQA. When initially correct, the models flip to a wrong answer in about 42–43% of cases, with the effectiveness of different pushback styles varying by model. Attempts to decode capitulation from the pre‑response residual stream fail under a rigorous validation protocol, revealing overfitting and a measurement hazard that underestimates capitulation by 18–24 percentage points.

By Saad Aamir, Muhammad Awais Bin Adil