arXiv AI

Global AI Regulations for FAIR and Ethics in High-Risk Use Cases: A Comparative Review

arXiv:2608. 14562v1 Announce Type: new Abstract: AI governance is shifting from voluntary ethics to enforceable, risk-based regulation, yet cross-jurisdictional divergence creates compliance uncertainty for operators of high-stakes AI.

arXiv AI
Aug 18

Position: AI Governance Needs ISO-like Interoperability Protocols, Not Just Laws

The paper argues that AI governance should rely on ISO-like interoperability protocols rather than solely on jurisdiction-specific laws. It proposes standardized AI nutrition labels that include metrics for bias, energy usage, and data provenance to enable machine‑readable risk communication across borders. These protocols aim to reduce regulatory fragmentation, lower barriers for SMEs, and build public trust while allowing modular evolution with technology.

By Azmine Toushik Wasi, Mst Rafia Islam, Mahfuz Ahmed Anik, Taki Hasan Rafi, Md Manjurul Ahsan, Dong-Kyu Chae
arXiv AI
Sep 18

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The paper introduces Governance-as-Code (GaC), a framework that translates the EU AI Act’s technical requirements into 43 machine‑checkable acceptance criteria across six compliance modules. GaC runs within a CI/CD pipeline, producing Article‑indexed audit evidence and providing actual Rego policy code. The authors validate GaC on two enterprise deployments, showing it reproduces manual audit findings—including three penalty‑triggering violations—while reducing audit labor by about 75%.

By Rudrendu Kumar Paul, Sourav Nandy
arXiv AI
Sep 1

Operationalising AI Regulatory Sandboxes: Activities, Requirements, and Technical Assessment under the EU AI Act

The paper "Operationalising AI Regulatory Sandboxes: Activities, Requirements, and Technical Assessment under the EU AI Act" outlines a detailed framework for implementing AI Regulatory Sandboxes (AIRS) under the EU AI Act. It maps the sandbox lifecycle into 29 activities, distinguishes between a Core AIRS and an Extended AIRS that includes an AI Technical Sandbox (AITS), and derives 15 infrastructural and governance requirements linked to these activities and provider obligations. The authors also introduce the Sandbox Configurator, an open‑source tool to instantiate AITS environments, aiming to provide structured workflows for regulators, robust evaluation methods for experts, and a transparent compliance pathway for AI providers.

By Alessio Buscemi, Thibault Simonetto, Daniele Pagani, German Castignani, Maxime Cordy, Jordi Cabot
arXiv AI
Aug 11

From Single Chatbots to Governed Agent Ecosystems: An Agentic AI Pattern Catalogue and Orchestration Framework for Mission-Critical Hospital Information Management Systems

arXiv:2608. 07627v1 Announce Type: new Abstract: Hospitals are racing to embed AI, while coping with the surge in adaptation of the technology in other industries, into the triage management, documentation, scheduling, and revenue-cycle workflows, yet most deployments remain as fragmented pilots that stall at the edge of production, exposing patients and institutions to operational fragility, ungoverned risk, and mounting technical debt.

By Manideep Dhar, Ritwik Singh, Sharat Chandra Kumar Manikonda
arXiv AI
Sep 24

Compliant with Local Controls, Collectively Discriminatory. A Governance Architecture for Multi-Agent AI in Regulated Finance

The paper discusses how financial institutions are increasingly using AI agents in areas such as credit, fraud, and compliance, yet current governance focuses only on individual components. It introduces ARIA, a finance‑specific reference architecture that adds six capabilities—policy specification, population‑level monitoring, bounded authority, runtime containment, adaptive policy change, and preserved human oversight—to address the gap of constitutional non‑compositionality. Two simulations demonstrate how local controls can miss collective bias and how observed‑versus‑expected monitoring can provide earlier warnings of drift.

By Jose Manuel de la Chica Rodriguez, Juan Manuel Vera Diaz, Pablo Delgado Romero
arXiv AI
Jul 24

Regulating autonomous and agentic AI

arXiv:2607. 21345v1 Announce Type: new Abstract: Regulating activities where regulatees use autonomous and agentic AI is challenging.

By Chris Reed, Alex Austria, Anmol Bharuka, Pragnitha Mandava, Khushiya Mujawar, Luka Shakhkulashvili