arXiv AI

LAAF: A Layered Accountability Architecture Framework for LLM Applications

The paper introduces LAAF, a Layered Accountability Architecture Framework for Large Language Model (LLM) applications, developed through a systematic review of 122 primary studies and 12 regulatory documents. It identifies five accountability dimensions and four families of mechanisms—technical controls, human oversight, organisational governance, and documentation/traceability—evaluated across maturity levels. The framework maps onto major standards such as the EU AI Act, NIST AI RMF, ISO/IEC 42001, and sectoral guidance, highlighting gaps in human oversight, accountability metrics, disciplinary alignment, and empirical validation.

Hugging Face Trending Papers
Aug 27

LAAF: A Layered Accountability Architecture Framework for LLM Applications

The paper presents LAAF, a Layered Accountability Architecture Framework for Large Language Model (LLM) applications, developed through a systematic review of 122 primary studies and 12 regulatory documents. It identifies five dimensions of accountability and four families of mechanisms—technical controls, human oversight, organisational governance, and documentation/traceability—each assessed for maturity. The framework is mapped onto major regulatory standards (EU AI Act, NIST AI RMF, ISO/IEC 42001) and highlights persistent gaps such as under‑specified human oversight and lack of shared accountability metrics.

arXiv AI
Aug 20

Global Index on Responsible AI 2026 : Conceptual Framework and Methodology

The Global Index on Responsible AI 2026 (GIRAI) 2nd Edition refines its predecessor by distinguishing between framework existence and implementation, expanding from three to five thematic areas, and adding granular variables for framework quality. It evaluates responsible AI governance across five dimensions—Inclusion and Diversity, Ethics and Sustainability, Labour and Skills, Trust and Safety, and Use of AI in Public Service—using 38 indicators organized into three pillars: AI Policy, CSO Engagement, and Enabling Conditions, plus a separate Use of Unacceptable Risk AI penalty. Data from 135 country-level researchers and secondary sources are normalized to a 100-point scale, weighted by pillar importance, and used to facilitate systematic cross‑national comparisons for policymakers, civil society, and AI developers.

By Fola Adeleke, Rachel Adams, Ayantola Alayande, Daniela Benavente, Ana Florido, Nicol\'as Grossman, Leah Junck
arXiv Machine Learning
Sep 11

From Protocols to Evidence: Bounded Claims for AI in Service of the Common Good

The paper argues that AI should be evaluated not only by principles but by concrete protocols that translate commitments into roles, requirements, records, oversight, and assessment. It introduces a rupture test linking institutional baselines to system evaluation, and distinguishes evidence‑bounded deployment from measurement‑bounded governance. The authors propose the RISE AI architecture to make bounded, evidence‑based claims about Responsibility, Inclusivity, Safety, and Empowerment, emphasizing the need for engineering, institutional repair, and ongoing moral judgment.

By Nitesh V. Chawla, Paulo Benanti
arXiv AI
Jun 12

Fault Lines: Navigating Ethics and Responsible AI Where National Policy Meets Local Practice in Public Sector Transformation

arXiv:2606. 13039v1 Announce Type: cross Abstract: The UK government has adopted a pro-AI stance to help transform public service delivery in the face of severe financial pressures, but the path to translate this vision into responsible AI practice remains ill-defined.

By Sitong Lyu, Shabnam Taghiyeva, Mohit Kukadia, Denis Newman-Griffis
arXiv AI
Oct 9

TRACE: A Governance Framework for Measuring Explainability Debt in Production AI Systems

The paper introduces TRACE, a seven-instrument governance framework designed to measure and manage Explainability Debt in production AI systems. Its core metric, the Explainability Debt Score (EDS), tracks the proportion of decisions falling below a defined explainability confidence threshold, while complementary tools such as DART, SHIV, FDE, HVE, AIDE, and ZERO support forecasting, daily validation, drift evaluation, human oversight, audit decisions, and remediation. A twelve‑month case study on a fraud‑detection system demonstrated that TRACE could predict EDS levels months in advance and reveal risk asymmetries invisible to traditional performance metrics.

By Harish Kant Pathak
arXiv AI
2d ago

Trustworthy AI and Democracy: A Dual Taxonomy and Operational Framework of Democratic Risks and Contributions

The paper introduces the AIRD/AIPD framework, a dual taxonomy that categorises AI’s democratic risks (threats to autonomy, fairness, public discourse, institutions, and trust) and its positive contributions (enhancing efficiency, accessibility, security, informed citizenry, transparency, accountability, inclusive dialogue, and evidence‑based policymaking). Grounded in democratic principles and the European Commission’s Trustworthy AI requirements, the framework offers an operational process for identifying contexts, classifying effects, mapping to governance mechanisms, and defining responsible actors, illustrated with examples on electoral misinformation and public service allocation.

By Oier Mentxaka, Natalia D\'iaz-Rodr\'iguez, Mark Coeckelbergh, Marcos L\'opez de Prado, Emilia G\'omez, David Fern\'andez Llorca, Enrique Herrera-Viedma, Francisco Herrera
arXiv AI
Sep 18

Governance-as-Code: Translating EU AI Act Technical Requirements into Executable Compliance Pipelines for Generative AI Systems

The paper introduces Governance-as-Code (GaC), a framework that translates the EU AI Act’s technical requirements into 43 machine‑checkable acceptance criteria across six compliance modules. GaC runs within a CI/CD pipeline, producing Article‑indexed audit evidence and providing actual Rego policy code. The authors validate GaC on two enterprise deployments, showing it reproduces manual audit findings—including three penalty‑triggering violations—while reducing audit labor by about 75%.

By Rudrendu Kumar Paul, Sourav Nandy